Mills Financial Group
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$146,396
Clients
8
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
8
Very LowAverage account size
$18,300
About
The firm provides investment advisory and financial planning services to individuals, charitable organizations, and small businesses, and it also offers business financial management and consulting. In addition to portfolio management, the firm delivers accounting and seasonal tax-preparation services and conducts educational seminars and public speaking engagements.
The firm primarily employs a passive, low-cost investment approach, building diversified portfolios with index mutual funds and ETFs and managing client accounts on a discretionary basis with periodic rebalancing and tax-aware adjustments. It develops a client-specific investment policy based on goals, time horizon, and risk tolerance and schedules at least quarterly reviews to monitor accounts and update plans.
Noteworthy features that distinguish the firm from many solo independents include a recurring paid newsletter published on a Substack platform (subscribers include advisory clients at no extra charge), in-house accounting services and seasonal tax work, and an emphasis on seminars and workshops for clients and organizations. The practice’s very small client base and AUM mean most services are delivered directly by the firm’s principal, combining investment management with business and tax consulting in a single, integrated offering.
Client services
Financial planning
Portfolio management
Newsletters or periodicals
Educational seminars or workshops
Expertise
Passive / index investing
Business ownership considerations
Occupation focus
Founder/Business Owner
Fee options
$0 - $250,000: 0.50% $250,001+: 0.25%
$50 per hour with a minimum charge of $250
Main office location
Mills Financial Group
Yuba City CA, United States
Number of offices
1
Most active in
Mills Financial Group has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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