MillerGroup Investments LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$25,275,121
Clients
28
36% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
28
TypicalAverage account size
$902,683
About
MillerGroup Investments LLC is a small, independent investment adviser that serves individual investors (including family members, accredited investors, high-net-worth and Qualified Clients) and provides discretionary portfolio management alongside corporate financial planning and consulting for private and public corporations. Services are delivered primarily through privately offered separately managed accounts covering equities, fixed income, REITs and option‑based strategies.
The firm deploys a quantitative, option‑pricing–based investment process that customizes hedged and option‑overlay strategies to client risk‑return objectives and operates with discretionary authority within client‑imposed constraints. It routinely uses derivatives and may employ margin/borrowing, leverage, short‑selling and statistical‑arbitrage tactics, particularly during periods of elevated market volatility.
Noteworthy distinctions include an affiliation with another registered investment adviser as part of a business continuity arrangement and the firm’s use of performance‑based, pay‑for‑performance arrangements for qualified investors, which are uncommon among similarly sized independents. The principal’s academic background in financial engineering, an affiliated consulting subsidiary focused on corporate finance and captive‑insurance work, and governance input from a board of advisers further set the firm apart from many solo practitioners.
Client services
Portfolio management
Corporate financial planning services
Expertise
Options & derivatives strategies
Active portfolio management
Real estate investing
Retirement income strategy
Occupation focus
Executive
Founder/Business Owner
Fee options
$10,000 plus $1,000 for out-of-pocket travel costs for corporate financial planning services, or as negotiated
$0+: 1.0% annually (standard fee) $0+: 1.5% annually (for investing on margin and/or option overlay strategies) $0+: up to 5% annually (negotiable option based positions with hedges), but total fees capped at 3% $0+: 2% annually plus 20% performance fee (pay-for-performance strategy for qualified clients) $0+: 5% annually (alternative pay-for-performance arrangement) $0+: 1% annually plus 20% performance fee (statistical arbitrage during volatility for qualified clients)
$500/hour for consulting and financial planning services
20% of profits for certain pay-for-performance investment strategies for qualified clients
Account minimum: $1,100,000 Fee-only: Flat fee $10,000 plus $1,000 for out-of-pocket travel costs for corporate financial planning services; $500/hour for other consulting services
Main office location
MillerGroup Investments LLC
800 E. Lancaster Ave, Drosdick Hall 220
Villanova PA 19085, United States
Number of offices
2
Most active in
MillerGroup Investments LLC has reported serving >5 clients in these states in the last 12 months.
Pennsylvania
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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