Mighty Oak Management LLC

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Client assets under management

$15,000,000

Clients

53% high-net worth

Advisors

of 3 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

Very Low

Average account size

$333,333

About

Mighty Oak Management LLC provides financial planning, consulting, and fee‑based asset management to individuals as well as institutions such as corporations, trusts, estates, charitable organizations, and pension plans. Its services include managed portfolios held at outside custodians and participation in a firm‑sponsored wrap fee program.

Representatives rely on asset‑allocation and portfolio‑modeling tools to recommend investment strategies and typically select established fund managers to implement those strategies, with client contact handled through the firm rather than direct access to outside managers. The firm reports that the majority of its advisory assets are managed on a non‑discretionary basis, so clients generally approve recommendations rather than delegating full trading authority.

Compared with many peers, Mighty Oak is notable for sponsoring a wrap fee program and for acting as a private fund adviser, both of which are uncommon among similar supported firms. Its representatives also hold insurance agent/broker registrations and may receive commissions for insurance products or for recommending affiliated or unaffiliated managers; the firm states it monitors such compensation for potential conflicts.

Client services

Financial planning Portfolio management Consulting

Expertise

Wealth management

Fee options

Percentage

Project-based

Main office location

Mighty Oak Management LLC

Easton CT, United States

Number of offices

Most active in

Connecticut · Georgia · Massachusetts · New Mexico · New York · Texas

Disclosures

Business activities & affiliations

Is not active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure

Quick links

203-964-9300

Advisors at this firm

James M

Series 63, Series 66

Easton, CT

Mighty Oak Management LLC

James Mitchell is a financial advisor at Mighty Oak Management LLC with 23 years of industry experience. He holds Series 63 and Series 66 designations and has been with Mighty Oak Management since 2015. Mighty Oak Management LLC provides financial planning, consulting, and fee-based asset management to individuals, trusts, estates, corporations, pension plans, and hedge fund clients. The firm emphasizes longer-term, strategic asset allocation with tactical adjustments and offers both discretionary and non-discretionary services, including private fund advisory and hedge fund consulting.

Wealth management

Chase W

Series 63, Series 65

Easton, CT

Mighty Oak Management LLC

Chase Withrow is a financial advisor at Mighty Oak Management LLC with nine years of industry experience. He holds Series 63 and Series 65 licenses and has been associated with Lawrence Allen Appleman since 2013. Mighty Oak Management LLC provides financial planning, consulting, and fee-based asset management to individuals, trusts, estates, corporations, pension plans, and hedge fund clients. The firm uses asset-allocation and portfolio-modeling tools to support longer-term strategic allocations with tactical adjustments and offers both discretionary and non-discretionary account management.

Wealth management

Stephen L

Series 63, Series 66

Easton, CT

Mighty Oak Management LLC

Stephen Landa is a financial advisor with Mighty Oak Management LLC in Easton, CT, holding Series 63 and Series 66 licenses and bringing 34 years of industry experience. He has been with Mighty Oak Management since 2005 and also serves as president and CEO of Startech LLC, a company involved in plasma converter technology development and sales. Mighty Oak Management LLC provides financial planning, consulting, and fee-based asset management to individuals, trusts, estates, corporations, pension plans, and hedge fund clients. The firm emphasizes longer-term, strategic asset allocation with tactical adjustments, offers both discretionary and non-discretionary services, and is notable for acting as a private fund adviser and operating a wrap-fee program as its primary managed-account vehicle.

Wealth management

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