Midwest Investment Advisors, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$78,398,512
This total excludes 12 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Total clients
273
1% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
273
Average account size
$287,174
About
Midwest Investment Advisors is a single-advisor independent firm that offers ongoing portfolio management and financial planning to individuals, high-net-worth clients, trusts, and business entities, including pension and profit-sharing plans. Services are delivered through individualized investment policy statements and discretionary portfolio supervision, with financial planning provided on an hourly and negotiable-fee basis.
The firm typically seeks limited discretionary authority to implement client investment policies and uses multiple methods of analysis (charting, fundamental, technical, and cyclical) while employing a broad set of instruments, including mutual funds, equities, fixed income, ETFs, REITs, private placements, options, short sales, and margin transactions. Accounts are reviewed at least quarterly and custodial and execution services are provided through the firm’s recommended custodian rather than by client-directed brokerage.
What is distinctive about the firm is the combination of a high client-to-advisor ratio for a solo practitioner and an atypical client mix that includes corporate entities and pension/profit-sharing plans, as well as portfolio management for institutional-type clients. The principal’s affiliation with an accounting firm, together with the firm’s custody requirement and use of higher-risk strategies (options, short sales, margin), differentiates its operating model from many independent single-advisor peers.
Client services
Portfolio management
Pension consulting
Expertise
Options & derivatives strategies
Real estate investing
Annuities
Fee options
$1 - $250,000: 1.50% $250,001 - $500,000: 1.25% $500,001 - $5,000,000: 1.00% $5,000,001 - $20,000,000: 0.75% Above $20,000,000+: 0.50%
$40 per hour, negotiable
Main office location
Midwest Investment Advisors, LLC
310 Water Street
Fenton MO 63026, United States
Number of offices
1
Most active in
Midwest Investment Advisors, LLC has reported serving >5 clients in these states in the last 12 months.
Missouri
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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