Middleton Advisory
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$18,725,236
This total excludes 3 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
24
79% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
24
TypicalAverage account size
$780,218
About
Middleton Advisory is a fee-only registered investment adviser that provides financial planning and discretionary portfolio management for individuals and families, and also accepts sponsors of qualified retirement plans and institutional clients such as foundations, endowments, trusts, and corporations. The solo advisor firm manages roughly $22 million in client assets and typically requires an initial portfolio of $500,000 to begin a new relationship.
The firm implements diversified asset allocations using low-cost exchange-traded and no-load mutual funds while, in some accounts, utilizing individual securities, commodities, and options; clients may also elect socially and environmentally conscious strategies. Accounts are held with third‑party custodians and are monitored continuously with documented quarterly reviews, and the advisor can act as an independent plan fiduciary, provide pension consulting, and deliver employee education.
What is atypical for a single-advisor independent firm is the regular work with charitable and institutional clients and the offering of educational seminars or workshops for plan participants and employees. The advisor holds CFP and Accredited Investment Fiduciary credentials, coordinates implementation with clients’ attorneys and accountants, operates without commissions or performance-based fees, and generally does not vote client securities in most circumstances.
Client services
Financial planning
Portfolio management
Pension consulting
Educational seminars or workshops
Expertise
ESG / Sustainable investing
Options & derivatives strategies
Fee options
0.92% annually
Account minimum: $500,000 Fee-only: Fee-only registered investment advisor; fees collected directly from clients with no commissions, loads, or sales charges.
Main office location
Middleton Advisory
3 Bethesda Metro Center, Suite 700
Bethesda MD 20814, United States
Number of offices
1
Most active in
Middleton Advisory has reported serving >5 clients in these states in the last 12 months.
Maryland
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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