MFC Portfolios, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$61,400,000
Clients
37
73% high-net worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
37
HighAverage account size
$1,659,459
About
MFC Portfolios, Inc. is a wealth management firm that primarily serves high‑net‑worth individuals, providing discretionary portfolio management and retirement and financial planning services including estate, tax‑related, insurance and education planning. The firm reports approximately $61.4 million in assets under management across 37 clients and generally requires a minimum portfolio size of $500,000.
The firm implements a diversified asset‑allocation approach that blends passive core exposures with tactical asset‑management strategies, using ETFs, stocks, bonds and government securities. Its process emphasizes longer‑term risk management — monitoring trend, volatility, sentiment and recession indicators — and applies rebalancing and risk‑reduction trades when those indicators suggest elevated risk.
Notable features for a firm of this size include a single‑advisor structure combined with a relatively concentrated, higher‑AUM client base and an explicit refusal to accept commissions or hold securities licenses. The firm integrates written financial plans (and hourly planning as needed) into its services, is custodied at a major national custodian for fee deduction, and the lead advisor holds multiple long‑standing professional designations (CFP, AEP, ChFC).
Client services
Financial planning
Portfolio management
Expertise
General retirement planning
Wealth management
Retirement income strategy
General estate planning guidance
Cash flow / budgeting
Occupation focus
Retired
Fee options
$0 - $2,000,000: 1.25% annually $2,000,000+: 1.00% annually (negotiable)
$300/hour for financial planning
Account minimum: $500,000 Fee-only: $300/hour for financial planning (hourly fee)
Main office location
MFC Portfolios, Inc.
Darien CT, United States
Number of offices
1
Most active in
MFC Portfolios, Inc. has reported serving >5 clients in these states in the last 12 months.
Connecticut · Maryland
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")