Metis Wealth Management & Planning LLC

Metis Wealth Management & Planning serves individuals, business entities, pension and profit-sharing plans, and trusts with discretionary portfolio management, stand-alone financial planning and consulting, and retirement plan consulting in an ERISA Section 3(21) capacity. The firm also offers variable annuity management and participant education for plan sponsors as part of its advisory services.

Metis customizes portfolios to client goals and risk tolerances, allocating among individual equities, fixed income, mutual funds, closed‑end funds and ETFs and employing both fundamental and technical analysis with flexibility for long‑ and short‑term trading. The brochure discloses that the firm may engage in frequent trading when suitable and can use leverage-related strategies — including leveraged ETFs, derivatives and margin — as part of its tactical management.

Compared with many supported firms, Metis operates with a high client load (roughly 461 clients across two advisors, or about 230 clients per advisor), which is atypical for peers in this category. The firm’s explicit disclosure of using margin/borrowing and leveraged products in client accounts, together with its combination of individualized portfolio management and ERISA 3(21) retirement plan services, distinguishes its practice mix from many similarly sized advisers.