Metcalf Investment Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$2,574,906
Clients
5
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
5
Very LowAverage account size
$514,981
About
Metcalf Investment Management, LLC provides discretionary portfolio management to individuals, trusts, estates and business clients and also serves qualified retirement plans. In addition to ongoing asset management, the firm offers ERISA plan services that include limited-scope 3(21) fiduciary advice, participant education and periodic plan monitoring.
The firm tailors investment programs to each client’s documented objectives and constraints and uses a mix of fundamental, technical, charting and cyclical analysis across long- and short‑term strategies, with the potential use of options where appropriate. For retirement plan clients the firm assists with developing investment policy statements, monitoring investment options, and recommending qualified default investment alternatives while the plan sponsor retains final decision authority.
Notably, the firm explicitly markets pension consulting and ERISA 3(21) services—capabilities that are uncommon among independent advisers of this type. The practice manages a modest number of client relationships and assets and is led by a principal with CFA credentials and prior experience in executive benefits and retirement consulting, which supports its plan-focused offerings.
Client services
Portfolio management
Pension consulting
Expertise
Active portfolio management
Options & derivatives strategies
Retirement plans for business owners (SEP, solo 401k)
Fee options
ERISA Plan Services fees may be charged as a flat fee option.
$0+: Up to 2% annually for discretionary asset management (negotiable) $0+: Up to 1% annually for ERISA Plan Services (negotiable), may be charged as percentage or flat fee
Account minimum: $250,000 Fee-only: Asset management fees billed quarterly in advance based on assets under management. Fees are negotiable.
Main office location
Metcalf Investment Management, LLC
400 Galleria Pkwy, Suite 1500
Atlanta GA 30339, United States
Number of offices
2
Most active in
Metcalf Investment Management, LLC has reported serving >5 clients in these states in the last 12 months.
Georgia
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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