Mersereau, Lazenby & Rockas, L.L.C.

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Client assets under management

$68,126,334

Clients

143

55% high-net worth

Advisors

of 13 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

Typical

Average account size

$476,408

About

Mersereau, Lazenby & Rockas, LLC serves individuals, trusts, profit-sharing plans, estates and businesses, providing financial planning and discretionary investment management alongside tax, auditing, and accounting services. The firm describes itself as a fee-only advisor that does not accept commissions or sell commissioned products.

The firm typically implements client strategies through a strategic, globally diversified asset allocation using passive and actively managed funds, ETFs and individual securities, and conducts periodic account reviews at least quarterly. It generally manages accounts under discretionary authority with trades executed through qualified custodians and maintains written engagement agreements that document client goals and services.

What is uncommon about this firm for its peer group is its practice as a full-service CPA firm that performs tax preparation, auditing and other accounting work in addition to investment advice, and its advisory staff hold CPA, CFP and NAPFA-related credentials required by the firm’s standards. The firm also provides integrated planning deliverables such as net worth statements that include approximations for illiquid assets and makes clear proxy voting is left to clients unless voting assistance is requested.

Client services

Financial planning Portfolio management Pension consulting

Expertise

General tax planning Retirement plans for business owners (SEP, solo 401k)

Fee options

Fixed

Financial plan fees based on complexity; fees negotiable

Percentage

$0 - $100,000: 1.00% $100,001 - $250,000: 0.90% $250,001 - $500,000: 0.80% $500,001+: 0.75%

Project-based

Financial planning engagements billed hourly; Tax preparation billed at $150-$200 per hour with minimum $550 fee

Other

Account minimum: $250,000 Fee-only: Fee-only financial planning and investment management; no commissions or third-party compensation

Main office location

Mersereau, Lazenby & Rockas, L.L.C.

3469 Lawrenceville Suwanee Rd, Ste B

Suwanee GA 30024, United States

Number of offices

Most active in

Georgia · Montana

Disclosures

Business activities & affiliations

Is active or affiliated with:

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Is not active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure

Quick links

Website 770-614-6800

Advisors at this firm

Steven W

CFP®, Series 66

Suwanee, GA

Mersereau, Lazenby & Rockas, L.L.C.

Steven Wykoff is a CFP® with 20 years of industry experience and has been with Mersereau, Lazenby & Rockas, L.L.C. since 2005. He holds the Series 66 designation and is based in Suwanee, GA. Mersereau, Lazenby & Rockas, L.L.C. provides personalized financial planning and investment management to individuals, trusts, profit-sharing plans, estates, and business clients, managing approximately $76.6 million in client assets. The firm combines investment advisory services with tax, auditing, and accounting capabilities, utilizing goal-based, globally diversified strategies with both passive and active investments.

General tax planning Retirement plans for business owners (SEP, solo 401k)

Laura R

CFP®

Suwanee, GA

Mersereau, Lazenby & Rockas, L.L.C.

Laura Rockas is a CFP® professional with 7 years of industry experience. She has been with Mersereau, Lazenby & Rockas, L.L.C. since 2003. Mersereau, Lazenby & Rockas, L.L.C. provides personalized financial planning and investment management to individuals, trusts, profit-sharing plans, estates, and business clients. The firm offers a combination of tax, auditing, accounting, and advisory services, implementing goal-based strategies with a focus on globally diversified asset allocation.

General tax planning Retirement plans for business owners (SEP, solo 401k)

Timothy M

ChFC®

Suwanee, GA

Mersereau, Lazenby & Rockas, L.L.C.

Timothy Mersereau is a ChFC® credentialed financial advisor with 22 years of industry experience. He has been with Mersereau & Lazenby, LLC since 1994. Mersereau, Lazenby & Rockas, LLC provides personalized financial planning and investment management to individuals, trusts, profit-sharing plans, estates, and business clients. The firm operates on a fee-only basis and combines investment advice with tax, auditing, and accounting services, offering coordinated planning and quarterly account reviews.

General tax planning Retirement plans for business owners (SEP, solo 401k)

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