Mercer Financial Group, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$11,547,000
Clients
12
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
12
LowAverage account size
$962,250
About
Mercer Financial Group, Inc. serves individual clients, offering portfolio management and related advisory services and reporting compensation primarily as a percentage of assets under management (see Items 4, 5 and 7). The firm lists roughly $11.5 million in regulatory AUM across 12 client accounts and operates as a single-advisor practice.
The brochure states the firm typically manages accounts on a primarily non-discretionary basis, so clients generally retain final authority over trade execution and investment decisions (Item 16). It also discloses that the advisor is a registered representative of a broker‑dealer and that the firm has affiliations with an accounting firm and an insurance company, through which brokerage and insurance products may be offered and accounting-related services coordinated (Items 10, 12).
This combination of roles — investment adviser, registered representative of a broker‑dealer, affiliated accountant/accounting firm, and insurance agent/broker — is uncommon among independent solo advisers and may influence how recommendations are delivered and implemented (Item 10). For a small, single‑advisor firm managing a modest asset base, that blend of advisory, brokerage, accounting and insurance relationships is a distinctive feature prospective clients may want to review in the brochure for details on services and potential conflicts.
Client services
Financial planning
Portfolio management
Fee options
Fixed fees offered (specific amounts not stated)
Main office location
Mercer Financial Group, Inc.
Mercerville NJ, United States
Number of offices
1
Most active in
Mercer Financial Group, Inc. has reported serving >5 clients in these states in the last 12 months.
New Jersey
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")