Mendel Capital Management, LLC logo

Mendel Capital Management, LLC

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Client assets under management

$219,282,614

Clients

153

47% high-net worth

Advisors

2

of 3 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

77

High

Average account size

$1,433,220

About

Mendel Capital Management primarily serves individual and high‑net‑worth clients and also works with pension plans, charitable organizations, and businesses. The firm provides discretionary portfolio management as its core service and supplements this with financial planning delivered as part of the advisory relationship.

The firm’s investment process integrates fundamental analysis for longer‑term positioning with technical and charting techniques to identify shorter‑term entry and exit points, and it uses modern portfolio theory to guide asset allocation. Accounts are generally managed on a discretionary basis, monitored and rebalanced periodically, and the firm may employ both short‑term trades and margin where appropriate.

What is distinctive about Mendel is its combination of investment advisory work with ongoing bookkeeping and small‑business consulting and with pension‑plan consulting and participant education—services that are less common among similarly sized RIAs. The firm also routinely requires clients to direct brokerage to a specified custodian, does not vote client proxies, and operates with a small, two‑advisor team managing a concentrated client base.

Client services

Financial planning Portfolio management Pension consulting Bookkeeping and business consulting

Expertise

Active portfolio management Retirement plans for business owners (SEP, solo 401k) Wealth management

Occupation focus

Founder/Business Owner

Fee options

Percentage

$0.00 - $1,000,000: .90% $1,000,001 - $3,000,000: .75% $3,000,001 - $5,000,000: .60% $5,000,001+: .50%

Project-based

$100/hour for bookkeeping and consulting

Main office location

Mendel Capital Management, LLC

18 Corporate Hill Drive, Suite 202

Little Rock AR 72205, United States

Number of offices

1

Most active in

Arkansas · Florida · Louisiana · Oklahoma · Texas · Virginia

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Maureen R

Series 65, Series 66

Little Rock, AR

Mendel Capital Management, LLC

Maureen Ruggiero is a financial advisor at Mendel Capital Management, LLC in Little Rock, AR, with 15 years of industry experience. She holds Series 65 and Series 66 licenses and has worked at Mendel Capital Management and its predecessor entities since 2007, as well as operating AR Small Business Solutions from 2010 to 2020. Mendel Capital Management serves individuals, pension and profit-sharing plans, charitable organizations, and privately held businesses, providing discretionary and non-discretionary portfolio management, pension consulting, and participant education. The firm integrates financial planning with investment management and combines fundamental and technical analysis to tailor advice to client objectives and risk tolerance.

Active portfolio management Retirement plans for business owners (SEP, solo 401k) Wealth management Founder/Business Owner
user avatar

Geoffrey N

Series 63, Series 65

Little Rock, AR

Mendel Capital Management, LLC

Geoffrey Niebaum is a financial advisor at Mendel Capital Management, LLC with 20 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Integra Capital Advisors and Mendel Capital Management since 2007. Mendel Capital Management serves individuals, pension and profit-sharing plans, charitable organizations, and privately held businesses by providing discretionary and occasional non-discretionary portfolio management, pension consulting, participant education, and small-business services including bookkeeping and payroll support. The firm combines fundamental and technical analysis to tailor investment advice to client objectives and risk tolerance, integrating financial planning into its portfolio management engagements.

Active portfolio management Retirement plans for business owners (SEP, solo 401k) Wealth management Founder/Business Owner
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