M
Meadow Lake Capital LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$16,738,748
Total clients
7
100% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
7
Average account size
$2,391,250
About
Meadow Lake Capital is a state‑registered, single‑advisor independent firm that offers discretionary asset management and financial planning to a small group of clients, including high‑net‑worth individuals, trusts, estates, small businesses, and charities. The practice manages about $16.7 million across seven client relationships and typically operates under limited trading authorization to implement portfolio decisions.
The firm emphasizes a long‑term, risk‑aware approach built on fundamental equity analysis, supplemented by technical analysis, low‑cost ETFs for diversification, and a laddered approach to investment‑grade fixed income to match client cash‑flow needs. Alongside these traditional holdings, Meadow Lake discloses the use of derivatives and related strategies — including options, margin, short sales and leverage — in separately managed accounts as part of its investment and risk‑management toolkit.
Distinctive aspects relative to peers include its stated use of derivatives within separately managed accounts, a practice that is uncommon among independent solo advisers, and a client mix that excludes lower‑net‑worth retail individuals, concentrating on higher‑net‑worth clients and institutional relationships. The firm’s lead advisor holds the CFA charter and the brochure notes an absence of soft‑dollar benefits, third‑party referral compensation, and performance‑based fee arrangements.
Client services
Financial planning
Portfolio management
Expertise
Wealth management
Tax-loss harvesting
General retirement planning
Cash flow / budgeting
Fee options
$0 - $1,000,000: 1.25% $1,000,001 - $2,000,000: 1.00% $2,000,001 - $5,000,000: 0.90% $5,000,001+: 0.80%
$125 per hour
Main office location
Meadow Lake Capital LLC
Houston TX, United States
Number of offices
1
Most active in
Meadow Lake Capital LLC has reported serving >5 clients in these states in the last 12 months.
Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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