M
McInnis Group
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$5,352,000
Total clients
18
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
18
Average account size
$297,333
About
McInnis Group provides investment advisory services to individuals, retirement plans, trusts, estates, charitable organizations, corporations and city and county municipalities. The firm offers ongoing portfolio management and continuous investment advice, delivering recommendations and direct management of client assets.
The firm follows a risk-management oriented, top‑down investment process that combines fundamental analysis with technical tools such as Point & Figure charting, Bullish Percent breadth indicators, and Relative Strength to determine offensive or defensive positioning. Portfolios emphasize exchange‑traded funds (ETFs) and the firm makes trade recommendations while clients retain final authority, with accounts monitored daily and reviewed with clients on a quarterly basis.
A distinctive feature is that McInnis Group manages virtually all assets on a non‑discretionary basis — reporting $5,198,480 in non‑discretionary assets and $0 in discretionary assets as of December 31, 2023 — a practice that is uncommon among independent advisers. The firm operates as a solo practitioner advising a small client base (about 18 clients), uses institutional research subscriptions and does not participate in wrap fee programs, supporting a consultative model where clients approve transactions.
Client services
Portfolio management
Risk management
Expertise
Active portfolio management
Passive / index investing
Fee options
$0 - $1,000,000: 1.00% $1,000,000 - $2,000,000: 0.75% $2,000,000 - $5,000,000: 0.35% $5,000,000+: 0.25%
Minimum fee: No minimum fee Fee-only: Advisory fees as described, no commissions charged to clients by McInnis Group
Main office location
McInnis Group
Jasper AR, United States
Number of offices
1
Most active in
McInnis Group has reported serving >5 clients in these states in the last 12 months.
Arkansas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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