McGuigan Financial, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$77,473,080
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
162
36% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
162
Very HighAverage account size
$478,229
About
McGuigan Financial, LLC is a state‑registered independent advisory firm that manages about $79 million for roughly 162 individual and high‑net‑worth clients and also provides services to pension and profit‑sharing plans. The firm offers discretionary asset management, comprehensive and hourly financial planning, retirement plan rollover guidance, and education for retirement plan participants.
The firm’s investment process centers on fundamental analysis of economic and business indicators and portfolio construction tailored to each client’s risk profile, with regular account reviews and rebalancing. It operates on open‑architecture platforms made available through an affiliation with LPL Financial, offering both wrap and non‑wrap Strategic Wealth Management accounts and using model portfolios such as LPL’s Managed Wealth Portfolios.
Noteworthy features include acting as the sponsor and portfolio manager of its own wrap fee program — a role that is uncommon for independent single‑advisor firms — while also participating in LPL‑sponsored wrap programs. The advisor is dually registered with a broker‑dealer and holds insurance licenses (disclosed as potential conflicts), maintains a written code of ethics, and follows an explicit mutual‑fund share‑class selection practice that may invest in 12b‑1 fee‑paying share classes when overall fee analysis indicates it is in the client’s interest.
Client services
Financial planning
Portfolio management
Expertise
General retirement planning
College savings (529s, UTMA, etc.)
Life insurance needs analysis
Fee options
Financial planning fees generally between $500 and $2,500 based on scope and complexity
Up to $1,000,000 - $1,000,000: 0.80% to 1.2% $1,000,000 - $2,000,000: 0.60% to 1.0% $2,000,000+: Negotiable
Investment Advisor Representatives are also Registered Representatives of LPL Financial and insurance agents, earning commissions on securities and insurance product sales
Generally $200/hour for limited scope engagements, negotiable based on complexity
Account minimum: $10,000 Fee-only: Hourly financial planning services generally $200/hour (negotiable); flat fees for financial planning range from $500 to $2,500
Main office location
McGuigan Financial, LLC
Wolfeboro NH, United States
Number of offices
1
Most active in
McGuigan Financial, LLC has reported serving >5 clients in these states in the last 12 months.
Massachusetts · New Hampshire
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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