McGuigan Financial, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$71,577,051
This total excludes 2 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Total clients
123
46% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
123
Average account size
$581,927
About
The firm serves individual and high‑net‑worth clients, offering discretionary asset management, comprehensive financial planning, hourly consulting, and retirement‑focused services including education for plan participants. It manages assets across client accounts and provides both ongoing portfolio oversight and one‑time planning engagements.
Investment decisions are typically discretionary and grounded in fundamental analysis of economic and business indicators, with portfolios reviewed regularly and rebalanced as appropriate. The firm operates on LPL’s open‑architecture platforms (Strategic Wealth Management and Managed Wealth Portfolios) and offers both wrap and non‑wrap account structures, implementing LPL model portfolios while also acting as sponsor and portfolio manager for its own wrap program.
Distinctive features include acting as a wrap fee program sponsor and portfolio manager — a capability uncommon among independent peers — and maintaining relationships with pension and profit‑sharing plan clients alongside rollover and participant education services. The adviser is a solo, dually registered practitioner who requires custody at LPL and discloses related conflicts of interest (for example, registered representative and insurance activities) and platform support arrangements in its brochure.
Client services
Financial planning
Portfolio management
Fee options
Financial planning services charged on an hourly or flat fee basis, generally between $500 and $2,500 depending on scope and complexity.
up to 1.2% annually (charged quarterly in advance, pro-rated if terminated early)
Hourly consulting services generally $200 per hour, negotiable based on complexity.
Account minimum: $10,000 minimum for Managed Wealth Portfolios (MWP) program; accounts with less than $10,000 generally opened as Strategic Wealth Management (SWM) accounts Fee-only: Asset-based fee up to 1.2% annually on assets under management, charged quarterly in advance via custodian deduction; no performance-based fees.
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Main office location
McGuigan Financial, LLC
Wolfeboro NH, United States
Number of offices
1
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")