M
McGovern Financial Planning, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$63,750,471
Clients
121
12% high-net worth
Advisors
1
of 3 employees
Firm type
Supported
1-3 advisors or $200M+ in AUM
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
121
Very HighAverage account size
$526,863
About
The firm serves individuals, high‑net‑worth individuals, business entities and charitable organizations, providing discretionary portfolio management alongside financial planning and consulting services, including stand‑alone planning engagements. Clients enter into written advisory or planning agreements that set the scope of services and allow clients to impose reasonable, written restrictions on the firm’s authority.
The firm develops individualized investment policies through client discussions of goals, time horizons and risk tolerance and generally allocates assets among ETFs, mutual funds, individual equities, bonds and cash with ongoing supervision and periodic rebalancing. It treats cash as an asset class (including handling custodian sweep arrangements) and may incorporate cryptocurrency exposure into allocations via exchange‑traded products or third‑party managers, with clients able to exclude crypto in writing.
A distinctive feature is the affiliation with an accounting firm owned by the same proprietor, where accounting and tax services are offered under separate engagements; the brochure discloses this as a potential conflict of interest while noting clients are free to engage other professionals. The firm also discloses that it typically recommends a national custodian and may receive support services from that custodian, does not vote client proxies, and maintains written policies on personal trading, privacy and cybersecurity.
Client services
Financial planning
Portfolio management
Consulting
Fee options
0.85% annually
$175 per hour for financial planning and consulting services
Main office location
McGovern Financial Planning, LLC
307 Ridge Road
North Arlington NJ 07031, United States
Number of offices
1
Most active in
McGovern Financial Planning, LLC has reported serving >5 clients in these states in the last 12 months.
New Jersey · New York · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
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