McCarty Wealth
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$55,484,033
Total clients
85
14% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
85
Average account size
$652,753
About
McCarty Wealth provides portfolio management and financial planning services to individual and high‑net‑worth clients, creating a written Investment Policy Statement for each client that documents goals, time horizon, and risk tolerance. The firm’s services include ongoing discretionary portfolio management, regular monitoring, and one‑time or negotiated financial planning covering investment, retirement, tax, insurance and college planning for a broad range of investment types including mutual funds, fixed income, ETFs, real estate funds (REITs), annuities, private placements, commodities and venture capital.
The firm’s investment approach uses a mix of cyclical, fundamental, quantitative and technical analysis and implements long‑term and short‑term trading as well as options strategies (including covered and uncovered positions) where appropriate. McCarty Wealth seeks discretionary authority to execute transactions consistent with each client’s IPS, conducts at least monthly reviews of accounts, and delivers monthly custodian reports with quarterly written statements.
A distinctive feature disclosed in the brochure is that the principal owner also operates an affiliated insurance services entity and is a licensed insurance agent who accepts compensation for the sale of insurance products, including annuities; the firm documents and discloses these conflicts and states clients may obtain recommended products from other providers. The combination of offering insurance‑related products through an affiliated business while advising on higher‑risk or alternative investments (options, private placements, venture capital) differentiates the firm from many peers and may be relevant to clients seeking integrated insurance and investment solutions.
Client services
Financial planning
Portfolio management
Expertise
Options & derivatives strategies
Real estate investing
Annuities
Fee options
Financial planning fixed fees negotiated between $500 and $15,000.
$0 - $250,000: 1.50% $250,001 - $500,000: 1.25% $500,001 - $1,000,000: 1.00% $1,000,001 - $3,000,000: 0.85% $3,000,001 - $6,000,000: 0.75% $6,000,001+: 0.60%
Advisory fees are charged in addition to commissions from insurance product sales; commissions are not MW's primary source of compensation.
Main office location
McCarty Wealth
4175 Us 1, Suite 101
Rockledge FL 32955, United States
Number of offices
1
Most active in
McCarty Wealth has reported serving >5 clients in these states in the last 12 months.
Florida · Kansas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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