McCarthy Wealth & Tax Advisors
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$202,041,581
Total clients
272
19% high-net worth
Total advisors
3
of 4 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
91
Average account size
$742,800
About
McCarthy Wealth & Tax Advisors provides discretionary portfolio management and asset allocation services primarily for individual clients — including high‑net‑worth households — as well as trusts, retirement plans, and other entities. The firm manages client assets through National Financial Services and uses the Fidelity Managed Account Xchange (FMAX) platform to allocate assets to third‑party model portfolios and outside investment managers.
The firm does not conduct quantitative or qualitative analysis of individual securities itself, instead relying on third‑party model portfolios and managers and exercising discretionary authority to hire, replace, or reallocate among those managers. Its stated approach emphasizes long‑term purchases and asset allocation, uses a custodian money‑market sweep for cash management, and notes that tax efficiency is not a primary focus unless otherwise agreed.
Noteworthy distinctions include a formal affiliation with an accounting practice, McCarthy Tax Services, LLC, which the firm may recommend for accounting work — a relationship the brochure discloses as a potential conflict of interest. The firm also discloses that some advisors are licensed insurance agents who may earn commission‑based compensation, and its recent update stating it no longer imposes a minimum fee is a procedural change that may set it apart from many peers.
Client services
Expertise
Fee options
$0 - $100,000: 1.50% $100,001 - $500,000: 1.25% $500,001 - $1,000,000: 1.10% $1,000,001 - $2,000,000: 1.00% $2,000,001 - $3,000,000: 0.90% $3,000,001 - $5,000,000: 0.75% $5,000,001+: 0.50%
Commission-based compensation earned by licensed insurance agents for insurance product sales, separate from advisory fees
Account minimum: $500,000 Minimum fee: $6,000 minimum annualized fee, may be waived or lowered at discretion
Main office location
McCarthy Wealth & Tax Advisors
115 South Main Street
Springboro OH 45066, United States
Number of offices
1
Most active in
Florida · Indiana · Ohio · Pennsylvania · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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