McCarthy Asset Management, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$422,403,865
Total clients
218
78% high-net worth
Total advisors
2
of 4 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
109
Average account size
$1,937,632
About
The firm serves a mix of individual investors, trusts, small businesses and pension plans and manages about $422.4 million on a discretionary basis for roughly 218 clients, typically working with clients who meet a $1,000,000 minimum (which may be waived). Services include customized portfolio management and financial planning, using an Excel-based Net Worth Analysis and MoneyGuide Pro for retirement analysis.
Investment strategy emphasizes long-term, broadly diversified exposure across U.S. large/mid/small cap equities, international equities, bonds and alternatives, implemented primarily with no-load mutual funds and ETFs and adjusted incrementally at least twice per year. Accounts are managed on a discretionary basis, with performance and allocation reviews semi-annually and portfolio reports posted monthly and quarterly to client portals.
Noteworthy for a firm of this size, the advisors also practice as licensed CPAs and provide tax preparation and planning services—spending roughly 15% of their time on tax matters—and many investment clients are also clients of the affiliated accounting practice. The firm recommends a single custodian and discloses receipt of support services from that custodian, and it does not vote client proxies or provide proxy voting guidance.
Client services
Expertise
Fee options
$0 - $500,000: 1.00% annually $500,001 - $2,500,000: 0.75% annually $2,500,001 - $4,500,000: 0.50% annually $4,500,001+: 0.25% annually
$330 per hour
Account minimum: $1,000,000
Main office location
McCarthy Asset Management, Inc.
3 Lagoon Drive, Suite 155
Redwood Shores CA 94065, United States
Number of offices
1
Most active in
Arizona · California · Nebraska · Nevada · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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