M
McCarter Investments, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$75,418,855
Total clients
75
25% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
75
Average account size
$1,005,585
About
McCarter Investments provides investment advisory services to individuals, partnerships, estates, trusts, individual retirement accounts, and participant accounts in defined contribution plans, offering both discretionary and non‑discretionary portfolio management and related planning advice. The firm manages roughly $75 million in client assets for about 75 clients and performs limited tax return preparation for a small number of primarily family clients.
The adviser constructs client-specific, diversified buy‑and‑hold portfolios using asset allocations based on goals, risk tolerance, and time horizon, typically emphasizing low‑cost exchange‑traded and index funds while offering a value‑oriented approach to individual stock selection when appropriate. Portfolios are rebalanced and monitored regularly, with formal client reviews ranging from quarterly to annually and the firm honoring client‑placed trading or asset‑class restrictions and tax considerations.
A distinctive feature is the adviser’s dual professional background as a CPA and CFA and the firm’s registration as an accounting practice, an arrangement that is uncommon among independent advisers and underpins the limited tax services offered to related clients. Operationally, the firm uses a large institutional custodian platform for custody and trade execution, does not charge performance‑based fees or accept proxy‑voting authority, and discloses no disciplinary history.
Client services
Portfolio management
Fee options
$0 - $500,000: 1.00% $500,000+: 0.75%
Account minimum: $2500 minimum fee Minimum fee: $2,500 minimum annual fee Fee-only: Annual fees based on assets under management; quarterly billing by deduction from client accounts.
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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