M

McBroom & Associates, LLC

Updated today

Client assets under management

$228,538,396

Clients

110

53% high-net worth

Advisors

3

of 4 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

37

Low

Average account size

$2,077,622

About

McBroom & Associates provides discretionary, fee‑based portfolio management to individuals (including high‑net‑worth clients), trusts, estates, charitable organizations, and business entities. The firm manages about $242 million in client assets across roughly 110 accounts, generally charging percentage‑of‑AUM fees and typically requiring a $1,000,000 minimum (which the firm may waive in its discretion).

The firm's investment process combines fundamental analysis rooted in Benjamin Graham and David Dodd principles and a founder‑developed screening method with technical analysis used to refine market timing; securities are generally intended to be held for a year or longer. Portfolios are customized to client objectives, tax considerations, and liquidity needs, and the firm explicitly states it does not use AI tools in its investment decision‑making.

Notable features include a small advisory team managing a relatively large asset base, which produces higher average assets per client and can result in more concentrated client accounts where single holdings may temporarily exceed target allocations. The firm employs a broad range of instruments — including ETFs/ETNs (which may be leveraged or inverse), ADRs, municipal and government bonds — and discloses no soft‑dollar arrangements, no broker‑dealer affiliations, and the use of standing letters of instruction to facilitate certain limited custody transfers.

Client services

Portfolio management

Expertise

Active portfolio management Concentrated stock management

Fee options

Percentage

$0+: 1% for equity and ETF investments $0+: 0.4% for fixed income investments null - $1,000,000 (significantly below minimum): 2% for accounts significantly below the minimum size

Other

Account minimum: $1,000,000

Main office location

McBroom & Associates, LLC

1635 Village Center Cir, Ste 140

Las Vegas NV 89134-6375, United States

Number of offices

1

Most active in

Arizona · California · Idaho · Nevada · Texas

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Quick links

Advisors at this firm

user avatar

Corey B

Series 63, Series 65, Series 66

Las Vegas, NV

McBroom & Associates, LLC

Corey Bryant is a financial advisor at McBroom & Associates, LLC with nine years of industry experience. He holds Series 63, 65, and 66 licenses and has worked previously at Folio Investments, Inc., Progressive Insurance, Transamerica Life Insurance, and T. Rowe Price. McBroom & Associates is a discretionary, fee-based investment adviser serving individuals, including many high-net-worth clients, as well as trusts, estates, charitable organizations, and business entities. The firm manages approximately $214 million in discretionary assets using a combination of fundamental value analysis, technical analysis, and market-timing techniques tailored to client objectives.

Active portfolio management Concentrated stock management
user avatar

Martin M

Series 63, Series 65

Las Vegas, NV

McBroom & Associates, LLC

Martin Mcbroom is a financial advisor at McBroom & Associates, LLC in Las Vegas, NV, with 30 years of industry experience. He holds Series 63 and Series 65 licenses and has been with McBroom & Associates since 2010. McBroom & Associates is a discretionary, fee-based investment adviser serving individuals—including many high-net-worth clients—as well as trusts, estates, charitable organizations, and business entities. The firm manages approximately $214 million in discretionary assets and uses a combination of fundamental value analysis and technical methods in portfolio management, tailoring strategies to client objectives.

Active portfolio management Concentrated stock management
user avatar

Yuko D

CFP®, Series 63, Series 65

Las Vegas, NV

McBroom & Associates, LLC

Yuko Du Bois is a CFP® professional with 18 years of industry experience, currently serving at McBroom & Associates, LLC and owning MIRU & Associates LLC, a company providing accounting, bookkeeping, and small business administration services. She has been with McBroom & Associates since 2011 and founded MIRU & Associates in 2013. McBroom & Associates is a discretionary, fee-based investment adviser managing approximately $214 million in assets for individuals, trusts, estates, charitable organizations, and business entities. The firm employs a value-based investment process combined with technical analysis and customizes portfolio construction to client objectives.

Active portfolio management Concentrated stock management
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