MBS Mantra, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$5,200,000
Clients
6
100% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
6
Very LowAverage account size
$866,667
About
MBS Mantra is a small, independent registered investment adviser that serves high-net-worth and qualified investors, as well as trusts, foundations, corporations, retirement systems and other institutional clients. It provides discretionary portfolio management for separately managed accounts, outsourced CIO services, and is proposing private limited partnership fund structures and consulting services through affiliated DBAs.
The firm’s investment approach is research-driven and focused on structured fixed-income products, with an emphasis on mortgage-related securities (RMBS, ABS, CMBS, agency CMOs) while retaining flexibility to use corporate bonds, ETFs, mutual funds, equities and derivatives for hedging and asset-allocation purposes. It offers customized strategies that can include long-only or long-short portfolios and a quantitative market-risk targeting strategy, and it takes discretion over trades in client accounts.
Notable differences from many peers include its willingness to accept performance-based compensation (calculated on net realized returns rather than unrealized marks, reflecting valuation and liquidity issues in MBS markets) and to manage institutional clients and OCIO-style mandates — features that are uncommon for firms of this size. The adviser also operates proposed fund structures and separate consulting/branding vehicles for non‑MBS strategies, and it limits its client base to qualified or high‑net‑worth investors rather than typical retail individual clients.
Client services
Portfolio management
Occupation focus
Executive
Founder/Business Owner
Fee options
0.4% to 4% per annum (0.1% to 1.75% per quarter), negotiable depending on investment program and active management level
10% to 30% per annum of Net Realized Returns, only charged to Qualified Clients, varies by strategy complexity
Account minimum: $250,000 to $1,000,000 depending on investment strategy, with lesser amounts accepted at Adviser discretion
Main office location
MBS Mantra, LLC
Stamford CT, United States
Number of offices
2
Most active in
MBS Mantra, LLC has reported serving >5 clients in these states in the last 12 months.
Connecticut
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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