M
Maxwell Investment Advisory Services
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$9,249,519
Clients
24
21% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
24
TypicalAverage account size
$385,397
About
Maxwell Investment Advisory Services provides ongoing investment advice, portfolio management, trade execution and performance monitoring for individual and high‑net‑worth clients. The firm manages about $9.25 million on a discretionary basis for roughly two dozen clients.
The firm’s investment approach emphasizes diversification and low‑cost investing, typically implemented with no‑load mutual funds and ETFs (both index and actively managed) chosen using screening tools such as Morningstar and informed by client risk‑tolerance questionnaires. Strategies may include long‑ and short‑term holdings and, when appropriate, margin transactions, while the adviser generally does not recommend individual securities.
Distinctive operational features include a long track record (registered since 1985) and a compact client roster overseen and reviewed by the firm’s principal. The firm operates on an institutional custodial platform, does not aggregate client trades, does not accept proxy‑voting authority (clients receive proxies directly), and does not maintain custody of client assets.
Client services
Portfolio management
Expertise
Passive / index investing
Active portfolio management
Fee options
$0 - $500,000: 2.0% $500,001 - $1,000,000: 1.5% $1,000,001+: 1.0%
Account minimum: $250,000
Main office location
Maxwell Investment Advisory Services
101 West Big Beaver Rd., 14 Th Floor
Troy MI 48084, United States
Number of offices
2
Most active in
Maxwell Investment Advisory Services has reported serving >5 clients in these states in the last 12 months.
Arizona · Michigan
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")