Maxwell Financial Group, Inc

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Client assets under management

$3,800,000

Clients

20% high-net worth

Advisors

of 3 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

Very Low

Average account size

$152,000

About

Maxwell Financial Group serves individual clients, including high‑net‑worth individuals, and provides advisory services to companies and pension/profit‑sharing plans. Its services include ongoing portfolio management, financial planning, third‑party portfolio reviews, and employer‑sponsored retirement plan advice.

The firm documents client goals and constraints in an Investment Policy Statement and conducts periodic reviews (at least quarterly), implementing strategies with client approval rather than on a discretionary basis. Maxwell employs a range of analytical methods (charting, fundamental, technical, cyclical) and may use long‑ and short‑term trading, margin, short sales, and options strategies consistent with client risk tolerances.

Noteworthy aspects include that the firm reports all managed assets as non‑discretionary (approximately $8.8 million) and that it periodically conducts no‑cost educational seminars focused on retirement planning. The brochure also discloses that some advisors are licensed insurance agents who may offer commissionable insurance products, and the firm offers fee‑based third‑party portfolio review services and formal fiduciary acknowledgements for retirement‑plan advice.

Client services

Financial planning Portfolio management Pension consulting Selection of other advisers Educational seminars or workshops Third party portfolio services

Expertise

Options & derivatives strategies Real estate investing Retirement plans for business owners (SEP, solo 401k)

Fee options

Fixed

Fixed financial planning fees between $2,500 and $25,000

Percentage

$0 - $750,000: 1% $750,001 - $1,200,000: 0.75% $1,200,001 - $1,500,000: 0.65% $1,500,001+: 0.50%

Project-based

Hourly financial planning fees between $300 and $500

Other

Fee-only: Financial Planning Fees: Fixed fees between $2,500 and $25,000; Hourly fees between $300 and $500 per hour; Third Party Portfolio Review Services fees between $1,000 and $15,000

Main office location

Maxwell Financial Group, Inc

21370 Sw Langer Farms Pkwy, Suite 142 135

Sherwood OR 97140, United States

Number of offices

Most active in

California · Oregon

Disclosures

Business activities & affiliations

Is active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Is not active or affiliated with:

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure

Quick links

Website 971-264-3066

Advisors at this firm

David M

Series 65

Sherwood, OR

Maxwell Financial Group, Inc

David Malmstedt is a financial advisor at Maxwell Financial Group, Inc. with 11 years of industry experience. He holds a Series 65 designation and has been with Maxwell Financial Group since 2014. Outside of his advisory role, he is a managing member of a software company that develops and markets internet-related software products and mentors the team. Maxwell Financial Group serves individual clients, including high-net-worth individuals, as well as company and pension plan clients by providing investment supervisory services, financial planning, and third-party portfolio reviews. The firm applies a mix of charting, fundamental, technical, and cyclical analysis within a predominantly non-discretionary model and also offers retirement-focused educational seminars.

Options & derivatives strategies Real estate investing Retirement plans for business owners (SEP, solo 401k)

Kellen D

Series 63, Series 65

Calabasas, CA

Maxwell Financial Group, Inc

Kellen Doop is a financial advisor at Maxwell Financial Group, Inc with 18 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Maxwell Financial Group since 2017. Prior to that, he was affiliated with MML Investors Services Inc and Mass Mutual Life Insurance Company. Maxwell Financial Group serves individual clients, including high-net-worth individuals, as well as company and pension plan clients by providing investment supervisory services, financial planning, and third-party portfolio reviews. The firm employs a predominantly non-discretionary investment approach and offers retirement-focused educational seminars at no cost.

Options & derivatives strategies Real estate investing Retirement plans for business owners (SEP, solo 401k)

Daniel K

Series 66

Sherwood, OR

Maxwell Financial Group, Inc

Daniel Kutzkey is a financial advisor at Maxwell Financial Group, Inc. in Manhattan Beach, CA, holding a Series 66 designation with 18 years of industry experience. He has been with Maxwell Financial Group since 2013. Outside of advisory work, Kutzkey is involved in sales of individual and group life and health insurance products, as well as servicing outside group annuities. Maxwell Financial Group serves individual clients, including high-net-worth individuals, and certain company and pension plan clients by providing investment supervisory services, financial planning, and third-party portfolio reviews. The firm employs a predominantly non-discretionary investment approach and incorporates a variety of analytical techniques, offering a combination of advisory, review, and insurance-related services.

Options & derivatives strategies Real estate investing Retirement plans for business owners (SEP, solo 401k)

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