Mattox Wealth Management, LLC

Mattox Wealth Management LLC is a small, single-advisor registered investment adviser that offers comprehensive wealth management services, combining ongoing financial planning and asset management across mutual funds, ETFs and other securities for individual and high-net-worth clients. The firm’s brochure notes that, as of December 31, 2024, it reported no discretionary assets under management and no managed client accounts.

The firm describes a blended investment process that uses both fundamental and technical analysis and generally employs a long-term strategy tailored through an Investment Policy Statement, with planning available on either a project or ongoing annual basis. With client authorization it can trade on a discretionary basis and typically recommends custody with a national custodian, while disclosing receipt of soft-dollar products and services from custodians.

Several features in the brochure are atypical for firms in the investment-manager category: the service focus is described in retail terms (individual and HNW clients) rather than explicit pooled or institutional offerings, the firm states it will not vote client proxies, and it does not charge performance-based fees; it also discloses the ability to deduct advisory fees directly from custodian accounts. The firm’s single-advisor structure and the principal’s prior experience at a large national financial services firm are additional operational details that may inform a prospective client’s assessment of capacity and service model.