Matthew H. Lam, CPA
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$0
Total clients
0
Total advisors
1
of 1 employees
Firm size
Investment Manager
May not manage individual clients
Average clients per advisor
0
Average account size
—
About
The firm provides discretionary portfolio management to individuals, corporate pension and profit‑sharing plans, charitable trusts, foundations, and other trusts, and conducts account supervision consistent with clients’ stated objectives. The principal is a licensed CPA who also offers tax return preparation and accounting services under the same business name, and clients are informed that use of the firm’s investment services is optional.
Investment decisions are guided by fundamental analysis and a long-term, buy‑and‑hold philosophy, with periodic rebalancing and tax‑loss harvesting available on request. Clients grant discretionary authority via a limited power of attorney and the adviser monitors accounts and updates allocations in response to client circumstances and market conditions.
What is distinctive is the adviser’s dual role as a CPA and investment manager, a setup the brochure identifies as an adjunct to his accounting practice and which the firm discloses as a potential conflict of interest. The firm also departs from the common percentage‑of‑assets billing model used by many peers by using a fixed‑dollar, tiered billing schedule, and it reported no assets under management at the time of the brochure filing, consistent with a small, early‑stage practice.
Client services
Portfolio management
Expertise
Tax-loss harvesting
Active portfolio management
Fee options
$0 - $100,000: $600 annually ($150 quarterly) $100,001 - $200,000: $1,200 annually ($300 quarterly)
Fee-only: $150 quarterly ($600 annually) per each $100,000 or part thereof of assets under management
Main office location
Matthew H. Lam, CPA
West Covina CA, United States
Number of offices
1
Most active in
Matthew H. Lam, CPA has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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