Mattern Wealth Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$579,025,968
Total clients
605
21% high-net worth
Total advisors
3
of 5 employees
Firm size
Team
4-10 advisors or $500M+ in AUM
Average clients per advisor
202
Average account size
$957,068
About
Mattern Wealth Management provides fee‑only investment and wealth management, financial planning, and consulting to individuals, high‑net‑worth clients, families, trusts, businesses, and retirement plans. The firm also offers ERISA 3(21) retirement plan advisory services and participant education, and will provide non‑discretionary advice for held‑away assets such as variable annuities and 529 plans.
The firm works with clients to create written investment policy statements and uses portfolio allocation software, a mix of active and passive strategies, and ongoing monitoring and rebalance processes to align portfolios with risk tolerance and cash‑flow needs. Securities allocations commonly include individual equities, fixed income, ETFs, institutional mutual funds (including Dimensional Fund Advisors funds), and, when appropriate, allocations to independent managers and tax‑harvesting techniques.
Mattern discloses several features that are less typical among peers: its brochure lists its CRD number (304520) and adviserinfo references while the firm also advertises third‑party ratings in its materials, and Item 12 discloses that Trade‑PMR provided nominal startup funding. The brochure also highlights that use of DFA funds is subject to DFA approval and that clients may lose the ability to make additional purchases of certain DFA funds if the advisory relationship is terminated.
Client services
Expertise
Occupation focus
Fee options
Fixed fees for financial planning and consulting services may be negotiated; not to exceed $10,000
up to 1.25% annually (tiered fees applied based on account size and complexity, specific tier breakpoints not disclosed)
$300 per hour for financial planning and consulting services
Fee-only: Fee-only registered investment advisory firm; fees charged as percentage of AUM, fixed fees, and hourly fees without commissions.
Main office location
Mattern Wealth Management LLC
1811 Wakarusa Drive, Suite 103
Lawrence KS 66047, United States
Number of offices
1
Most active in
California · Colorado · Connecticut · Florida · Kansas · Missouri · Nebraska · New Hampshire · New York · Oklahoma · Texas · Virginia
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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