Matt Montgomery
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$36,307,000
Total clients
86
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
86
Average account size
$422,174
About
Matt Montgomery is an independent, sole‑owner registered investment adviser that provides discretionary portfolio management, financial planning, and access to advisor‑managed model portfolios for individuals, closely held small businesses, and retirement plans. The firm offers model allocations labeled Conservative, Balanced, and Growth and delivers investment management through the Vision 2025 Advisor Managed Portfolios program.
The adviser uses both fundamental and technical analysis supported by independent third‑party software and research, and incorporates risk‑tolerance assessments and portfolio optimization tools (including Ibbotson resources within the Vision 2025 program) to construct and rebalance client accounts. Accounts are typically managed on a discretionary basis and may include mutual funds, ETFs, equities, options, and variable sub‑accounts, with quarterly reviews and written performance reporting.
Distinctive features disclosed in the brochure include an affiliation with Osaic, Inc., with the principal also operating as a registered representative of that broker‑dealer and as a licensed insurance agent, enabling the firm to offer commissionable securities and insurance products in addition to advisory services. The brochure notes that Osaic may act as custodian and collect advisory fees on the adviser’s behalf and that the adviser may receive commissions or 12b‑1 payments for certain products, arrangements the firm says are overseen through supervisory procedures and written disclosures; the adviser reported approximately $32.5 million in discretionary assets under management as of 12/31/24.
Client services
Financial planning
Portfolio management
Discretionary authority over every account and provide ongoing management services with respect to the account
Discretionary authority over every account and provide ongoing management services with respect to the account
Fee options
Financial planning fixed fees: $250 for one service, $500 for two services, $750 for three or more services.
$50,000 - $99,000: 0.90% to 1.50% $100,000 - $249,000: 0.80% to 1.40% $250,000 - $499,000: 0.70% to 1.30% $499,000 - $749,000: 0.60% to 1.20% $750,000 - $999,000: 0.50% to 1.10% $1,000,000 - $1,499,000: 0.40% to 1.00% $1,500,000 - $1,999,000: 0.35% to 0.90% $2,000,000 - $2,499,000: 0.30% to 0.80% $2,500,000 - $3,499,000: 0.25% to 0.70% $3,500,000 - $4,999,000: 0.20% to 0.60% $5,000,000 - $9,999,000: 0.15% to 0.50% $10,000,000+: 0.10% to 0.40%
Normal commissions on securities and insurance products sold as a registered representative; commissions may be received in addition to advisory fees.
Account minimum: $50,000
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Main office location
Matt Montgomery
1504 East Rusk Street
Jacksonville TX 75766, United States
Number of offices
1
Forms ADV
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