Mathies Financial Partners

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Client assets under management

$92,757,404

Clients

308

5% high-net-worth

Advisors

of 4 employees

Firm type

Supported

1-4 advisors or >$200M in AUM

Clients per advisor

High

Average account size

$301,160

About

Mathies Financial Partners provides financial planning, consultations, and referrals to third‑party money managers for individuals (including high‑net‑worth clients), trusts, estates and business entities. The firm operates as a co‑advisor rather than directly managing most individual portfolios and reports roughly $92.8 million in assets under management across a four‑advisor team.

The firm’s investment approach is grounded in Modern Portfolio Theory and an Efficient Market philosophy, using Morningstar Principia and DFA tools to construct asset‑allocation portfolios with periodic rebalancing and re‑optimization. Mathies Financial Partners also uses a proprietary MYFIT retirement framework (Money, You, Family, Income, Taxes and Transparency) to structure planning while delegating discretionary trading authority to selected third‑party managers it monitors.

Noteworthy features for a firm of this size include a multi‑office footprint and a regular program of public educational seminars and newsletters provided at no charge, as well as its operation as a licensed insurance agency whose representatives may earn commissions and sometimes offset advisory fees. The brochure also discloses a 2018 consent order with the state regulator concerning sales of non‑registered securities and related compliance requirements, including the retention of a compliance consultant.

Client services

Financial planning Selection of other advisers Newsletters or periodicals Educational seminars or workshops

Expertise

General retirement planning Income planning

Fee options

Percentage

$0 - $1,000,000: 0.95% $1,000,001 - $4,000,000: 0.50% $4,000,001+: 0.25%

Commissions

Commissions earned from selling insurance products, may offset advisory fees up to 100% of commission received

Project-based

Prorated hourly rate of $250/hour used if financial planning services terminated early

Other

Minimum fee: Financial planning fees up to $6,000, negotiable based on services requested, complexity, and timeframe Fee-only: Fixed fees for financial plans up to $6,000

Main office location

Mathies Financial Partners

540 E. Abriendo Avenue Suite B

Pueblo CO 81004, United States

Number of offices

Most active in

Arizona · Colorado · Texas

Disclosures

Business activities & affiliations

Is active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Is not active or affiliated with:

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure

Quick links

Facebook Instagram Website 719-434-3939

Advisors at this firm

Jeffrey M

Series 65

Pueblo, CO

Mathies Financial Partners

Jeffrey Mathies is a Series 65 licensed financial advisor with Mathies Financial Partners in Pueblo, CO, where he has worked since 2008. He has 17 years of industry experience and also operates an independent insurance agency. Outside of finance, he manages Grumpy's Tractor Service, an irrigation design and field cultivation business. Mathies Financial Partners provides comprehensive and modular financial planning services primarily to individuals, trusts, estates, and business entities. The firm emphasizes Modern Portfolio Theory and efficient-frontier investment strategies, working with third-party money managers for portfolio implementation and managing approximately $75 million in client assets.

General retirement planning Income planning

Stephen F

Series 63, Series 65

Pueblo, CO

Mathies Financial Partners

Stephen Foltz is a financial advisor with Mathies Financial Partners in Pueblo, CO, holding Series 63 and Series 65 credentials and 15 years of industry experience. He has been associated with Northwestern Mutual Life Insurance Company and Northwestern Mutual Investment Services, LLC since 2010. Mathies Financial Partners provides comprehensive and modular financial planning, consultations, and insurance products to individuals, trusts, estates, and business entities. The firm emphasizes Modern Portfolio Theory and an efficient-frontier approach, working with third-party money managers for portfolio implementation while conducting annual plan reviews and ongoing client communication.

General retirement planning Income planning

Jeffrey Y

Series 63, Series 65

Greenwood Village, CO

Mathies Financial Partners

Jeffrey Young is a financial advisor with Mathies Financial Partners, holding Series 63 and Series 65 licenses and bringing 20 years of industry experience. He has worked at Centaurus Financial, Inc. since 2008 and operates his own legal practice, Jeffrey R. Young & Associates, Inc., where he serves as president and attorney, focusing on estate planning and legal document drafting. Mathies Financial Partners offers comprehensive and modular financial planning services to individuals, trusts, estates, and business entities, utilizing a Modern Portfolio Theory approach and collaborating with third-party money managers for portfolio implementation.

General retirement planning Income planning

Caleb M

Series 65

Pueblo, CO

Mathies Financial Partners

Caleb Moore is a financial advisor at Mathies Financial Partners with a Series 65 designation and four years of industry experience. Before joining Mathies Financial Partners in 2021, he worked at Big R and Symmetry Financial and spent over two decades with the Colorado Department of Corrections. He is also an independent insurance agent, selling insurance products locally. Mathies Financial Partners offers comprehensive and modular financial planning services, serving individuals, trusts, estates, and business entities. The firm emphasizes Modern Portfolio Theory and efficient-frontier strategies, recommending third-party money managers for discretionary trading while conducting ongoing plan reviews and client communication.

General retirement planning Income planning

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