M
Massey, Joshua
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$94,468,235
Clients
79
39% high-net worth
Advisors
1
of 3 employees
Firm type
Supported
1-3 advisors or $200M+ in AUM
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
79
HighAverage account size
$1,195,800
About
The firm provides discretionary investment management to individuals, high-net-worth clients, trusts and estates, overseeing roughly $94 million in client assets across its client base. Services include personalized portfolio construction and ongoing supervision, along with administrative support such as assistance with required minimum distributions and brokerage paperwork.
The firm emphasizes individualized, actively managed portfolios and uses both fundamental and charting analysis to inform decisions. Its investment strategy notably concentrates on closed-end funds — including purchases, sales, short sales, and participation in tender and rights offerings — and it manages accounts according to client objectives, risk tolerances and any client-imposed restrictions.
Distinctive features include the firm’s willingness to employ borrowing (margin) within separately managed accounts and to engage in short-sale strategies, practices that are less common among peers. The firm also offers an alternative flat-fee arrangement for clients with substantial legacy assets and maintains a policy that clients use its recommended custodian platform, which can affect trade execution and custody arrangements.
Client services
Portfolio management
Occupation focus
Retired
Fee options
Annual flat fee agreed upon in writing; billed quarterly; generally in effect for two years; ranges from $3,600 to $18,000
$0 - $200,000: 0.90% $200,001 - $500,000: 0.85% $500,001 - $1,000,000: 0.80% $1,000,001+: 0.70%
Account minimum: $400,000 Minimum fee: $400 minimum annual fee; minimum annual fee on portfolios less than $20,000 will not exceed 2% of assets Fee-only: Flat Fee ranging from $3,600 to $18,000 on portfolio balances ranging from $749,819 to $4.48 million; flat fee less than 0.6% of portfolio balance; 6% of clients charged flat fee
Main office location
Massey, Joshua
Ipswich MA, United States
Number of offices
1
Most active in
Massey, Joshua has reported serving >5 clients in these states in the last 12 months.
Massachusetts · New York · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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