Mason Westbridge Asset Management LLC

Mason Westbridge Asset Management LLC provides investment advisory and management services to individuals, retirement plans, and private investment companies (pooled investments), with most accounts managed on a discretionary basis. The firm offers both traditional advisory arrangements and a wrap-fee program and generally charges fees based on a percentage of assets under management.

MWB uses client risk questionnaires and the principles of Modern Portfolio Theory to build globally diversified allocation models ranging from Aggressive to Conservative, implemented with no‑load mutual funds, ETFs, individual stocks and bonds. Its Portfolio Management Team monitors markets daily, conducts firm-wide strategy reviews roughly every four weeks, and may allocate all or portions of client assets to third‑party asset managers (TAMPs).

Several operational features differentiate MWB from many peers: it acts as adviser to private pooled investment vehicles and limits the use of performance‑based fees to those private investment companies; it discloses a solicitor/referral arrangement with Prospera (a referral affiliate jointly owned with an outside accounting firm) that shares advisory fees 50/50; and its agreements permit transactions such as securities repurchase and reverse repurchase operations and the use of TAMP‑required custodians, all of which create affiliations and practices that are less common among similarly structured firms.