Martin W. Rosenzveig & Co., LLC

The firm provides wealth management, discretionary and non‑discretionary investment management, financial planning, and retirement-account advice to individuals, high‑net‑worth clients, trusts, estates and retirement plans. It manages roughly $22.7 million for a small client base and constructs portfolios using diversified, low‑cost mutual funds and ETFs as well as individual stocks and bonds where appropriate.

The Advisor generally pursues a long‑term, asset‑allocation focused approach while also employing fundamental, technical, cyclical and charting analysis to guide allocations and occasional shorter‑term trades or rebalancing. For retirement plan clients the firm offers ERISA fiduciary services—including investment policy statement design, vendor analysis, participant education and ongoing investment recommendations—delivered under a 3(21)-style advisory framework.

Noteworthy features include the firm’s work with pension and profit‑sharing plan clients and explicit pension consulting services, which are less common among independent advisors of this size, and its provision of written ERISA Section 408(b)(2) disclosures to plan sponsors. The principal maintains insurance licenses and implements insurance recommendations separate from advisory services (reported as less than 20% of business time), a dual role the firm discloses as a potential conflict of interest.