Marshall Financial
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$295,316
Total clients
20
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
20
Average account size
$14,766
About
Marshall Financial provides financial planning, consultation, retirement-plan services, and ongoing investment management to individual investors (including non–high-net-worth clients) and retirement plan sponsors. The firm also offers occasional complimentary webinars and tailored group workshops for clients and plan participants.
Operating as a fee-based registered investment adviser and fiduciary, the firm develops individualized investment plans through a client data‑gathering process and generally pursues long-term, fundamental-analysis-driven strategies without attempting to time the market. It offers both discretionary and non-discretionary management, conducts regular portfolio monitoring (at least quarterly), and works with clients to document risk tolerance, goals, and investment policy.
Noteworthy for an independent adviser of this size, the firm’s principal is separately licensed to sell insurance and devotes a material portion of time to that activity; insurance recommendations are offered on a commission basis and are disclosed as separate from advisory fees. The firm also provides institutional retirement‑plan services (including 403(b) and small‑business IRA support), participant education and plan monitoring, and routinely recommends specific custodial/service providers (e.g., AdvisorTrust for 403(b) plans and Charles Schwab for brokerage/custody), a combination of services that is uncommon among peers.
Client services
Financial planning
Portfolio management
Educational seminars or workshops
Consultation services
Expertise
General retirement planning
Retirement plans for business owners (SEP, solo 401k)
General tax planning
College savings (529s, UTMA, etc.)
Wealth management
Occupation focus
Founder/Business Owner
Retired
Fee options
Financial Planning fixed fee of $1500 (may be higher for advanced planning)
$0 - $1,000,000: 1.50% annually $1,000,001 - $4,000,000: 1.00% annually $4,000,001+: 0.75% annually
Consultation services $150 per hour; Financial planning annual review $150 per hour; Workshops minimum $150 per hour
Fee-only: Financial Planning fixed fee $1500; Consultation services $150 per hour; Financial Planning annual review at $150 per hour; Investment Management fees negotiable up to maximum 1.50% annually on AUM as per tiers; Retirement Plan Services fees negotiable based on plan services
Main office location
Marshall Financial
Myrtle Beach SC, United States
Number of offices
1
Most active in
Marshall Financial has reported serving >5 clients in these states in the last 12 months.
South Carolina
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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