M
Mark P.. Shively
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$9,060,000
Total clients
11
100% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
11
Average account size
$823,636
About
The firm provides financial planning and portfolio management to individuals, couples, and families, typically using true no‑load mutual funds and client interviews to establish goals and risk tolerance. It operates as a fee‑only registered adviser with decades of industry experience dating to the late 1980s and manages a small, primarily individual client base.
The investment approach is conservative and long‑term, emphasizing diversified, low‑cost mutual funds, attention to tax and inflation considerations, and periodic reallocation as client circumstances change. Accounts are managed primarily on a non‑discretionary basis — the adviser consults clients before implementing trades — and are reviewed at least quarterly with performance reporting.
Distinctive aspects include a regular quarterly newsletter and periodical commentary sent to clients to preview market and economic topics, a service that is uncommon among peers. The adviser also provides occasional hourly engagements (for one‑time portfolio or estate reviews) and has experience serving as an expert witness and consultant on investment suitability and related matters.
Client services
Financial planning
Portfolio management
Newsletters or periodicals
Expertise
Wealth management
Tax-loss harvesting
Fee options
1.00% annually billed as 0.25% quarterly in advance
Standard advisory services hourly rate at $175 per hour; expert witness services at $275 per hour
Fee-only: Yes, fee-only; no commissions or sales charges accepted
Main office location
Mark P.. Shively
Castle Pines CO, United States
Number of offices
1
Most active in
Mark P.. Shively has reported serving >5 clients in these states in the last 12 months.
Colorado
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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