M
Mark L. Westerman, CPA
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$53,504,359
This total excludes 2 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
39
77% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
39
HighAverage account size
$1,371,907
About
Mark L. Westerman, CPA provides investment advisory and related financial services to individual clients and a limited number of institutional clients, and the firm also offers accounting and tax-related advisory given the advisor’s CPA background. The firm reports managing approximately $67.9 million for 38 clients, maintaining a small, practice-focused client roster.
The advisor typically delivers portfolio recommendations under primarily non-discretionary arrangements, meaning clients or their trustees generally retain final trading authority. Services are delivered with an accounting-oriented perspective, integrating tax and financial reporting considerations into investment advice.
What distinguishes the firm from many independent peers is its CPA affiliation and formal link to an accounting practice, its work with institutional clients in addition to individuals, and its use of primarily non-discretionary management while not relying on the common percentage-of-AUM fee model. These features are less common among independent solo advisory practices and may appeal to clients seeking combined tax/accounting and investment guidance.
Client services
Financial planning
Portfolio management
Fee options
Hourly charges for advisory services
Fee-only: Fixed fees for specific services
Main office location
Mark L. Westerman, CPA
Victoria TX, United States
Number of offices
1
Most active in
Mark L. Westerman, CPA has reported serving >5 clients in these states in the last 12 months.
Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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