M
Mark E. Reich, CPA, CFP
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
37
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
37
HighAverage account size
$0
About
The firm provides fee-based financial planning and periodic investment supervisory services to a small roster of clients, including high-net-worth individuals, trusts, estates and charitable organizations. It also offers separately billed accounting services, with the principal devoting roughly 25% of his time to those activities, and delivers both comprehensive and limited-scope planning engagements.
Investment advice is grounded in fundamental analysis and the firm employs a broad set of strategies — from long-term purchases to short-term trading, short sales, margin transactions and option writing — while monitoring is periodic rather than continuous, with quarterly reports and meetings. The adviser typically develops individualized plans, assists with implementation, and may exercise discretionary authority when agreed by the client; custodial relationships are maintained with independent broker-dealers.
Noteworthy features include the combination of advisory and professional accounting services that are explicitly kept separate and billed independently, and a client profile that emphasizes high-net-worth and institutional-type clients rather than lower-net-worth individuals. The firm also does not accept custody of client funds, does not aggregate trades into block orders, and limits ongoing investment oversight to periodic reviews.
Client services
Financial planning
Portfolio management
Expertise
Active portfolio management
Fee options
$0 - $2,000,000: 1.00% annually $2,000,000 - $4,000,000: 0.75% annually $4,000,000+: 0.50% annually
Fee-only: Financial planning fees range from $3,000 to $10,000 for extensive planning; renewal fees range from 50% to 60% of original planning fee billed quarterly; limited planning fees range from $250 to $3,000.
Main office location
Mark E. Reich, CPA, CFP
10 East 39 Th Street, 12 Th Floor
New York NY 10016, United States
Number of offices
1
Most active in
Mark E. Reich, CPA, CFP has reported serving >5 clients in these states in the last 12 months.
New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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