Maris Wealth Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$1,855,511
Total clients
33
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
33
Average account size
$56,228
About
Maris Wealth Management LLC provides ongoing portfolio management to individuals, high‑net‑worth individuals, and pension/profit‑sharing plans and assists small businesses with retirement plan setup and maintenance. In addition to investment management, the firm offers tax preparation, accounting services, and business management consulting for small businesses.
The firm documents client objectives and constraints in a written Investment Policy Statement and generally manages accounts on a discretionary basis, with regular portfolio monitoring and monthly account reports delivered via the custodian. Its investment process uses a mix of analytical methods — including charting, cyclical, fundamental, technical, quantitative and modern portfolio theory — and may employ long‑ and short‑term trading, margin and options strategies across mutual funds, ETFs, equities, fixed income, TIPS and real estate funds.
What is distinctive about Maris is the combination of advisory services with in‑house tax, accounting and business consulting support and the explicit offering of small‑business retirement plan setup and maintenance, services that are less common among independent advisers. The brochure also discloses use of Schwab Institutional custody and related institutional services, and notes a recent material‑change update reporting an increase in assets under management.
Client services
Financial planning
Portfolio management
Newsletters or periodicals
Expertise
Options & derivatives strategies
Retirement plans for business owners (SEP, solo 401k)
Tax strategies for small businesses
Business Financial Management
Occupation focus
Founder/Business Owner
Fee options
Small Business Retirement Plan set up fee: $1,000 one-time; annual maintenance fee: $250
$0 - $500,000: 1.85% $500,000 - $1,000,000: 1.40% $1,000,000+: 0.90%
Hourly rate for accounting and business management consulting services (specific rate not stated)
Main office location
Maris Wealth Management LLC
Duluth MN, United States
Number of offices
1
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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