Mariposa Capital Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$22,200,000
Clients
12
100% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
12
LowAverage account size
$1,850,000
About
Mariposa Capital Management provides discretionary asset management and non-discretionary investment planning to a small number of clients, primarily individuals and some business entities. The firm's brochure discloses it manages roughly $22.2 million across about a dozen client accounts and advises on exchange‑listed securities, ETFs, mutual funds, municipal and government securities, certificates of deposit and money market funds.
The firm follows an evidence‑based, goal‑oriented investment philosophy that emphasizes long‑term focus, full diversification, and cost- and tax‑efficiency. It combines strategic asset allocation with tactical adjustments guided by quantitative analysis (valuation and momentum factors) and implements portfolios largely through passive index funds and ETFs, offering both portfolio management and investment planning services.
Noteworthy disclosures include regular client communications — the firm provides quarterly aggregated position and performance reports at no charge — and an affiliation between the firm’s principal and a portfolio‑management software company, a relationship the brochure identifies and discloses as a potential conflict. The firm is a solo practitioner managing a very small roster of clients, which concentrates decision‑making and operational responsibilities in a single principal.
Client services
Portfolio management
Expertise
Passive / index investing
Factor investing / smart beta
Fee options
$0 - $1,000,000: 1.000% annually $1,000,001 - $4,000,000: 0.625% annually $4,000,001 - $16,000,000: 0.400% annually $16,000,001+: 0.250% annually
Minimum fee: $10,000 annually (or $2,500 per quarter), negotiable Fee-only: Fee-based asset management and investment planning services charged as percentage of assets with minimum annual fee of $10,000, negotiable
Main office location
Mariposa Capital Management, LLC
251 S Lake Ave, Suite 800
Pasadena CA 91101, United States
Number of offices
1
Most active in
Mariposa Capital Management, LLC has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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