Marcus Capital, LLC

Marcus Capital is an SEC-registered advisory that serves individuals (including high-net-worth clients), trusts, pension and profit-sharing plans, and charitable organizations. The firm offers discretionary investment management and written financial planning, with the option for limited-scope planning engagements alongside ongoing portfolio oversight.

The firm emphasizes individualized equity portfolios built from U.S. common stocks, blending value and growth positions and using fixed income or ETFs for diversification and capital preservation; portfolios are managed with a long-term, buy-and-hold orientation and are rebalanced toward income-oriented holdings as clients’ needs change. Marcus Capital relies on fundamental research and third‑party research services, manages accounts on a discretionary basis, and enforces trading restrictions and pre‑clearance procedures for personnel to address potential conflicts.

Distinctive features include a small, experienced advisory team overseeing roughly $129 million in client assets across under 100 relationships, which results in relatively high assets-per-advisor compared with many peers. The firm’s leadership brings senior investment‑bank experience and a CFP‑credentialed advisor who also provides compliance consulting to other small advisors; custodial arrangements through Schwab Institutional (including a two‑bank sweep for extended FDIC coverage) and receipt of soft‑dollar research are explicitly disclosed as operational characteristics that may affect execution and research access.