Marcellus Capital Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$23,105,336
Clients
21
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
21
TypicalAverage account size
$1,100,254
About
Marcellus Capital Management provides financial planning and discretionary investment management to individual and high‑net‑worth clients, advising on investments, retirement, insurance, tax strategies, education planning, and estates. Accounts are managed using a mix of individual equities, investment‑grade corporate bonds, exchange‑traded funds, and mutual funds, with ongoing monitoring and client communication by the firm.
The firm’s investment process emphasizes fundamental analysis of companies and due diligence on pooled vehicles, and portfolios are constructed to reflect each client’s goals and risk tolerance with periodic reviews and rebalancing. Clients may be billed under a traditional asset‑based management arrangement or under a performance‑based compensation option that operates with a high‑water‑mark and annual hurdle, a structure that affects incentive alignment.
Distinctive features include the firm’s offering of performance‑based fees, a relatively uncommon practice among independent advisers, and the principal’s stated alignment of interests through substantial personal investment in similar holdings as clients. The firm also generally requires custody at Interactive Brokers and discloses the receipt of broker‑provided research and services, factors that may be relevant when evaluating execution and ancillary benefits.
Client services
Financial planning
Portfolio management
Selection of other advisers
Expertise
Wealth management
Real estate investing
Fee options
$0 - $1,000,000: 1.00% annual fee $1,000,001 - $5,000,000: 0.75% annual fee $5,000,001 - $10,000,000: 0.50% annual fee $10,000,001+: 0.25% annual fee
25% of investment return exceeding a 6% hurdle rate and high water mark, charged annually in arrears.
Account minimum: $100,000 Fee-only: Management fee charged as blended tiered rates as described; no commissions or other fees charged by MCM.
Main office location
Marcellus Capital Management, LLC
3460 County Line Rd, Suite A
Skaneateles NY 13152, United States
Number of offices
1
Most active in
Marcellus Capital Management, LLC has reported serving >5 clients in these states in the last 12 months.
New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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