Mann Financial Group

Mann Financial Group provides advisory services primarily to pension and profit sharing plans and also serves retail clients through a wrap-fee program. Its pension consulting services are non‑discretionary and include review of investment objectives, assistance with investment policy statements and QDIA selection, participant education, and periodic monitoring; investment recommendations are generally limited to mutual funds and ETFs available to each plan.

The firm describes a diversified, risk‑based asset allocation approach and emphasizes that plan advice is constrained by the investment options chosen by the plan fiduciary. It reports approximately $189.7 million in discretionary wrap-fee assets, $35.7 million in non‑discretionary assets, and total AUM of about $335.2 million, and monitors client accounts at least annually while acting as an ERISA fiduciary for retirement accounts.

Noteworthy aspects relative to peers include a high client load — roughly 474 clients across two advisors (over 230 clients per advisor) — and the firm’s role as a wrap-fee program sponsor, both of which are uncommon among similar supported firms. The principals are licensed insurance agents who may receive customary insurance commissions (disclosed as a potential conflict and with limits on sales to non‑wrap plan clients), and the firm discloses a referral revenue‑sharing arrangement with a bank for referred clients.