M
Mandel Financial Services
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$28,225,683
Clients
13
62% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
13
LowAverage account size
$2,171,206
About
Mandel Financial Services, LLC is an independent, single-advisor registered investment adviser that provides ongoing portfolio management and integrated financial planning for individual and high-net-worth clients. The firm manages roughly $28 million across a small client roster (about 13 clients) and documents each client’s goals and constraints in an Investment Policy Statement.
The firm’s client process includes regular reviews, biannual check-ins, and an annual update to the written financial plan, with planning services included alongside portfolio management. Its investment approach draws on a wide range of analytic methods (charting, cyclical, fundamental, quantitative, technical, and modern portfolio theory) and employs strategies from long-term allocation to short-term trading, including the use of margin, short sales, options, ETFs, REITs, private placements and venture/alternative investments where appropriate.
Distinctive features include the small number of clients relative to assets under management, indicating a concentrated, higher-net-worth client focus and more customized account activity than many peers. The firm does not use third-party managers, recommends Schwab Institutional for custody and execution, and discloses receipt of research and other services from custodians (soft-dollar benefits), while maintaining policies for fair allocation of limited investment opportunities.
Client services
Financial planning
Portfolio management
Expertise
Annuities
Private / alternative investments
Options & derivatives strategies
Real estate investing
Fee options
$0 - $250,000: 1.50% $250,001 - $1,000,000: 0.75% $1,000,001 - $2,000,000: 0.65% $2,000,001 - $3,000,000: 0.50% $3,000,001 - $5,000,000: 0.40% $5,000,001 - $10,000,000: 0.30% $10,000,001+: 0.25%
Fee-only: On-going financial planning fixed fees between $500 and $1,000, paid quarterly in arrears.
Main office location
Mandel Financial Services
431 Ohio Pike, Suite 201
Cincinnati OH 45255, United States
Number of offices
1
Most active in
Mandel Financial Services has reported serving >5 clients in these states in the last 12 months.
Ohio
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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