Maltin Wealth Management, Inc.

Updated today

Find your advisor

Client assets under management

$490,246,257

Clients

201

63% high-net worth

Advisors

of 5 employees

Firm type

Team

4-10 advisors or $500M+ in AUM

Clients per advisor

Typical

Average account size

$2,439,036

About

Maltin Wealth Management provides fee-only financial planning, portfolio management, and consulting to individuals (including high-net-worth clients), pension and profit-sharing plans, trusts, estates, charitable organizations, corporations and business entities, on both discretionary and non-discretionary bases. The firm delivers advice through bespoke advisory engagements as well as a sponsored wrap-fee program that bundles investment management and trade execution.

MWM’s investment process blends top‑down macroeconomic analysis with bottom‑up security selection, using both fundamental and technical methods to construct diversified portfolios across mutual funds, ETFs, structured notes, individual equities and fixed income. The firm tailors allocations to clients’ time horizons, tax status and risk tolerance, and often incorporates multigenerational planning conversations to align family objectives.

Noteworthy distinctions include operating its own wrap-fee program and incorporating derivatives and structured outcome products (for example, options, structured notes and buffered/defined‑outcome ETFs) within client accounts, as well as the limited use of margin/borrowings when authorized by the client—each of which introduces additional complexity and specific risks. MWM also describes itself as a fiduciary, offers access to a professional network of legal and tax advisers, and does not impose a minimum portfolio size for participation in its Program.

Client services

Financial planning Portfolio management Pension consulting

Expertise

Wealth management Income planning Options & derivatives strategies

Fee options

Percentage

$0 - $1,000,000: 2.00% $1,000,001 - $2,000,000: 1.50% $2,000,001 - $5,000,000: 1.25% $5,000,001 - $10,000,000: 1.00% $10,000,001+: 0.75%

Other

Fee-only: Financial planning and consulting fees generally up to $20,000, negotiable and fixed fee on a stand-alone basis. May be offset against asset management fees up to $5,000 annually.

Main office location

Maltin Wealth Management, Inc.

Ridgewood NJ, United States

Number of offices

Most active in

California · Florida · New Hampshire · New Jersey · New York · Pennsylvania · Texas

Disclosures

Business activities & affiliations

Is not active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure Form ADV Part 3: Client Relationship

Quick links

Website 201-215-3855

Advisors at this firm

William S

Series 65

Ridgewood, NJ

Maltin Wealth Management, Inc.

William Scholz is a financial advisor at Maltin Wealth Management, Inc. in Ridgewood, NJ, holding a Series 65 designation with three years of industry experience. He has been with Maltin Wealth Management since 2012. Maltin Wealth Management is a fee-only, SEC-registered advisory firm serving individuals, trusts, estates, retirement plans, and other entities. The firm combines macroeconomic analysis with fundamental and technical security selection to construct diversified portfolios, often incorporating mutual funds, ETFs, structured notes, options, and individual securities.

Wealth management Income planning Options & derivatives strategies

Sergio R

CFP®, Series 63, Series 66

Ridgewood, NJ

Maltin Wealth Management, Inc.

Sergio Rodriguez is a CFP® with nine years of industry experience, currently serving at Maltin Wealth Management, Inc. He has previously worked at Lincoln Financial Advisors Corporation, Cornerstone Institutional Investors, and Vanguard Marketing Corporation. Rodriguez holds Series 63 and Series 66 licenses. Maltin Wealth Management is a fee-only, SEC-registered advisory firm serving individuals, trusts, estates, retirement plans, and other entities. The firm combines macroeconomic analysis with fundamental and technical security selection to build diversified portfolios, utilizing mutual funds, ETFs, structured notes, options, and individual securities.

Wealth management Income planning Options & derivatives strategies

Peter M

Series 65, Series 66

Ridgewood, NJ

Maltin Wealth Management, Inc.

Peter Maltin is a financial advisor at Maltin Wealth Management, Inc. in Ridgewood, NJ, with 21 years of industry experience. He holds Series 65 and Series 66 licenses and has been with Maltin Wealth Management since 2012. Maltin Wealth Management is a fee-only, SEC-registered advisory firm serving individuals, trusts, estates, retirement plans, and other entities. The firm manages approximately $425 million in client assets and employs a combined top-down and bottom-up investment process that includes fundamental and technical analysis, offering diversified portfolios with mutual funds, ETFs, and structured products.

Wealth management Income planning Options & derivatives strategies

Gerald B

CFP®, Series 65

Ridgewood, NJ

Maltin Wealth Management, Inc.

Gerald Brown is a CFP® and Series 65-licensed financial advisor at Maltin Wealth Management, Inc. with 11 years of industry experience. He previously worked at Janney Montgomery Scott and Ernst and Young LLP before joining Maltin Wealth Management in 2022. Maltin Wealth Management is a fee-only, SEC-registered advisory firm serving individuals, trusts, estates, retirement plans, and other entities. The firm combines macroeconomic analysis with fundamental and technical security selection to build diversified portfolios, using mutual funds, ETFs, structured notes, options, and individual securities, and offers multi-generational planning and continuous client reviews.

Wealth management Income planning Options & derivatives strategies

Not sure where to start?

We'll help you think it through – whether you ultimately need an advisor or not.

Call (201) 292-4557

Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.

Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.

For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.

By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev

Find the right match for you

Answer a few quick questions and we'll tailor results to your goals, so you can hire smarter.

Find your advisor

A smarter way to hire an advisor

Compare and choose confidently

Warmer combines best-in-class advisor data with guidance to help you clarify what you need, understand why an advisor may—or may not—fit, and move forward with confidence.

How Warmer works

Thoughtfully vetted, clearly explained

We review rigorously and transparently

Get to know your advisors' credentials, disciplinary history, specialization, client fit, and communication style. We're selective about who we recommend—and tell you why we think someone fits your situation.

Our methodology

Always free and always on your side

Free. Confidence that lasts

We help you book free consultations with your matches. You only pay an advisor if you decide to hire them. And our support doesn't end with an introduction—we're here to make sure the relationship works for you—and if not, to navigate next steps with clarity.

Our ongoing support