Mallery Financial
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$32,404,031
Clients
100
8% high-net worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
100
Very HighAverage account size
$324,040
About
Mallery Financial serves individuals (including high‑net‑worth clients), trusts, estates, businesses, retirement plans and non‑profit organizations, providing investment management, financial planning, retirement‑plan consulting, and insurance consulting. The firm works with both discretionary and non‑discretionary accounts and may implement advice directly or through third‑party money managers and model portfolios.
The firm describes a fiduciary, information‑driven approach that emphasizes thorough client intake, personalized recommendations, and a “concierge” account‑onboarding process, with periodic monitoring and quarterly reporting. Investment offerings include customized portfolios (security exclusions/inclusions and special‑purpose accounts), a suite of model allocations from capital preservation to aggressive growth, and access to third‑party strategies that support values‑based direct indexing, algorithmic/AI‑assisted trading, and tax management, as well as limited‑liquidity interval funds for alternative exposures.
Compared with many small adviser firms, Mallery Financial discloses access to specific direct‑indexing and values‑aligned programs (including relationships referenced in the brochure such as First Affirmative’s VADIS and an AI direct‑indexing solution) and documents that a screening service (YourStake) became available through a third‑party manager relationship, a potential conflict it discloses. The firm also provides insurance consulting and its owner/associated person(s) are licensed to sell insurance products and may receive commissions; the brochure notes this conflict and states it will be disclosed to clients when applicable.
Client services
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Expertise
ESG / Sustainable investing
Private / alternative investments
Concentrated stock management
Fee options
Project-based fees available for financial planning and consulting services, fixed for the duration of the project.
$0 - $500,000: 1.00% $500,001 - $1,000,000: 0.85% $1,000,001 - $2,000,000: 0.60% $2,000,001 - $5,000,000: 0.45% $5,000,001 - $10,000,000: 0.35% $10,000,001+: 0.25%
$150 per hour for financial planning and consulting services.
Account minimum: $100,000
Main office location
Mallery Financial
Eugene OR, United States
Number of offices
2
Most active in
Mallery Financial has reported serving >5 clients in these states in the last 12 months.
Oregon
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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