Main Street Investments
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$9,314,236
Clients
30
13% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
30
TypicalAverage account size
$310,475
About
Main Street Investments serves small businesses, self‑employed individuals, and families, providing financial planning and portfolio management alongside accounting, bookkeeping, tax preparation, tax planning, and tax representation services delivered under separate engagement agreements. The firm offers ongoing advisory programs as well as hourly and flat‑fee planning options, with client assets held at qualified custodians when investment management is provided.
The firm’s investment approach centers on individualized financial plans and model allocations that reflect clients’ time horizon and risk tolerance, with implementation typically via low‑cost, globally diversified ETFs and select individual securities consistent with Modern Portfolio Theory. Portfolios may be managed on a discretionary or non‑discretionary basis and are reviewed periodically, with the frequency of reviews set by client agreement and responsive to significant market events.
What is distinctive about Main Street Investments is the integration of tax and accounting services with its investment advisory practice: the firm provides bookkeeping, tax planning and IRS representation in addition to standard financial planning, and the principal holds tax credentials that enable that work. It also works with small employers on retirement and pension-related matters, an offering that is less common among independent, single‑advisor advisory firms.
Client services
Financial planning
Portfolio management
Pension consulting
Expertise
Wealth management
General retirement planning
Income planning
General tax planning
Occupation focus
Self-Employed
Founder/Business Owner
Fee options
Quarterly flat fees based on number and complexity of services; minimum $100 annually
$0 - $99,999.00: 0.90% $100,000 - $249,999: 0.80% $250,000 - $499,999: 0.70% $500,000 - $999,999: 0.50% $1,000,000+: 0.40%
$150 per hour
Minimum fee: $100 annually (flat fee minimum) Fee-only: Hourly rate of $150 per hour; Flat fees based on services and assets under management
Main office location
Main Street Investments
Gladstone MO, United States
Number of offices
1
Most active in
Main Street Investments has reported serving >5 clients in these states in the last 12 months.
Kansas · Missouri
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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