Main Street Asset Managment
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$4,603,548
Total clients
9
67% high-net worth
Total advisors
1
Firm size
Independent
1 advisor
Average clients per advisor
9
Average account size
$511,505
About
Main Street Asset Management provides investment advisory and financial planning services to a range of clients including individual investors (both high-net-worth and non‑HNW), pension and profit‑sharing plans, trusts, estates, charitable organizations, and corporations. Services described in the brochure include discretionary portfolio management, financial planning and consulting, pension-related advice, educational seminars/workshops, and advisory assistance for real‑estate‑based investments and other alternative assets held in self‑directed retirement accounts.
The firm emphasizes continuous personal contact and tailors initial portfolio allocations to client goals and risk tolerance, then manages accounts generally on a discretionary basis while permitting client restrictions. Investment approaches cover a broad spectrum — from long‑term buy‑and‑hold to short‑term active trading (including market timing, short sales, options, and the use of leverage) — and the firm may recommend or facilitate non‑public investments, tax lien certificates, and direct real estate transactions for suitable clients and self‑directed IRAs.
Noteworthy features for a firm of this size include the availability of multiple fee arrangements (percentage‑of‑assets, fixed, and hourly billing) and an option to enter performance‑based compensation for qualified clients, plus the offering of educational workshops and pension consulting. The firm’s principal is also licensed as a real‑estate broker and is affiliated with entities that develop, hold, and offer private placement interests in real estate; the brochure discloses these affiliations and potential conflicts and also notes the firm does not serve as a private fund adviser.
Client services
Financial planning
Portfolio management
Pension consulting
Educational seminars or workshops
Market timing
Assistance in the purchase, valuation, & suitability of alternative assets such as; tax lien certificates, real estate, etc.
Assistance in the purchase, valuation, & suitability of alternative assets such as; tax lien certificates, real estate, etc.
Expertise
Real estate investing
Private / alternative investments
Active portfolio management
Fee options
Fixed fee for financial plans ranging from $500 to $3,000
$0+: 1.0% annually for publicly traded assets $0+: 1.5% annually for non-publicly traded assets and/or Self-Directed IRA/401(k) assets
$100 per hour, negotiable depending on client circumstances
For qualified clients (minimum $1 million AUM or $2 million net worth), base fee of 0.50% annually plus 15% performance fee on net returns, assessed quarterly
Account minimum: $50,000 (negotiable with possible higher fees) Fee-only: Financial planning and consulting services offered at $100 per hour (negotiable) and fixed fees ranging from $500 to $3,000
Main office location
Main Street Asset Managment
4708 N Fm 1417
Sherman TX 75092, United States
Number of offices
1
Most active in
Main Street Asset Managment has reported serving >5 clients in these states in the last 12 months.
Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Real estate agent
They facilitate real estate transactions and may earn commissions.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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