Main Street Asset Management LLC

Main Street Asset Management LLC provides ongoing portfolio management and financial planning services to individual investors and retirement plans. It offers investment advice across a range of instrument types — including mutual funds, equities, fixed income, ETFs, annuities, private placements, and venture capital interests — and documents client goals and risk tolerance in an Investment Policy Statement.

The firm implements both discretionary and non-discretionary management and emphasizes a mix of methods — charting, fundamental and technical analysis, quantitative modeling, and modern portfolio theory — with a long-term trading orientation. Accounts are reviewed at least quarterly and clients receive regular custodial statements and separate written reports describing holdings and fees.

Notable operational features include participation in and sponsorship of wrap fee programs and explicit use of less-common pooled or private investment vehicles (private placements and venture capital), which are not typical for most similarly sized supported advisers. The brochure also discloses that supervised persons may receive outside sales compensation (acting as registered representatives and insurance agents), and that the firm requires use of Schwab Institutional custody, arrangements the adviser documents as potential conflicts of interest.