M
Mahaffey Financial LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$6,439,192
Clients
13
38% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
13
LowAverage account size
$495,322
About
Mahaffey Financial LLC provides investment advisory and wealth management services to individual clients, with a focus on those preparing for or already in retirement. The firm manages roughly $6.44 million for a small client base and operates as a fee‑only advisory practice.
The firm follows a tactical, actively managed asset allocation approach that emphasizes low‑cost mutual funds, ETFs and selective individual securities. Accounts are managed on a primarily non‑discretionary basis—trades and transfers require client approval under limited trading authorization—and client accounts are reviewed at least weekly with adjustments made to mitigate losses in downturns.
Distinctive features in the brochure include the firm’s emphasis on non‑discretionary client authorization, which is less common among independent peers, and a disclosure that it has no other financial industry affiliations. The firm also notes it is not accepting new clients, provides regular monthly performance summaries and detailed fund‑level information (Morningstar, Barchart) to support client decision‑making.
Client services
Portfolio management
Expertise
Active portfolio management
Wealth management
General retirement planning
Demographic focus
Approaching retirement
Fee options
$0 - $249,999: Fixed fee of $150 per month ($1,800 per year) $250,000+: 0.75% of net asset value annually
Account minimum: $250,000 Minimum fee: $150 per month ($1,800 per year) for clients with under $250,000 net asset value Fee-only: Adviser is fee-only, paid only by clients; no commissions or other compensation received.
Main office location
Mahaffey Financial LLC
Lancaster PA, United States
Number of offices
1
Most active in
Mahaffey Financial LLC has reported serving >5 clients in these states in the last 12 months.
Pennsylvania
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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