Magnum Financial
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$14,137,050
Total clients
50
6% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
50
Average account size
$282,741
About
Magnum Financial is a California-registered independent investment adviser that serves individuals as well as a range of organizational and retirement-plan clients, including trusts, estates, nonprofits, small businesses, 401(k) plans, pension funds, family offices, and hedge funds. The firm provides discretionary portfolio management and a spectrum of financial planning services delivered as comprehensive projects, a la carte modules, hourly consultations, and ongoing retainer arrangements.
The firm’s investment approach emphasizes asset allocation and diversification to pursue capital growth while managing downside risk, using vehicles such as mutual funds, ETFs, stocks, certificates of deposit, variable insurance products, and interests in partnerships. Magnum Financial tailors portfolios to clients’ written objectives and risk tolerances, encourages participation in written financial plans that set target returns and income needs, and may incorporate technical and cyclical analysis in its oversight.
Noteworthy aspects disclosed in the brochure include the principal’s status as a licensed insurance representative who may receive commissions for life insurance, annuities, and related products, a potential conflict the firm discloses and seeks to mitigate. The firm also offers subscription-style/retainer planning services and discrete planning modules (for example, portfolio reviews and a retirement planning module), accepts institutional-type relationships such as pension and 401(k) plans, and maintains an institutional custodian relationship that provides technology and operational support to the firm.
Client services
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Newsletters or periodicals
Educational seminars or workshops
Expertise
Debt management
Retirement income strategy
College savings (529s, UTMA, etc.)
Fee options
Comprehensive financial planning project fee of $2,500; À la carte services fees such as Portfolio Review $795, Retirement Planning $1,500, Risk Planning $500, College Planning $750, Cash Flow/Debt Management $750
$0 - $100,000: 1.00% annually $100,001 - $250,000: 0.90% annually $250,001 - $500,000: 0.80% annually $500,001 - $1,000,000: 0.70% annually $1,000,001 - $2,000,000: 0.60% annually $2,000,001+: 0.20% annually
Magnum Financial receives commissions from insurance products sold through the firm
Hourly financial planning services charged at $250/hr, negotiable
Account minimum: $30,000 Minimum fee: Non-recurring new account setup fee of $795; Additional account transfer fee of $175 per account Fee-only: Investment advisory fees based on tiered percentage of assets under management; Financial planning fees are negotiable hourly rates starting at $250/hr; Fixed fees for specific planning projects such as $2,500 for comprehensive plan; À la carte financial planning services ranging from $500 to $1,500
Main office location
Magnum Financial
Sonoma CA, United States
Number of offices
1
Most active in
Magnum Financial has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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