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Mag Cap

Updated today

Client assets under management

$929,789,434

Clients

1,437

16% high-net worth

Advisors

15

of 18 employees

Firm type

Team

4-10 advisors or $500M+ in AUM

Clients per advisor

96

High

Average account size

$647,035

About

MAG CAP is a multi-team SEC-registered investment adviser managing roughly $1.69 billion with a team of about 15 advisors, serving individuals (including high-net-worth), employer retirement plans, corporations, estates, and other business entities. The firm provides ongoing portfolio management, financial planning and consulting, qualified-plan consulting under ERISA (including participant education), and business advisory services.

Investment management is offered on both discretionary and non-discretionary bases using strategic and tactical asset-allocation models, equity-focused sleeves, and customized portfolios; the firm monitors accounts and rebalances based on client goals and mean-variance optimization. MAG CAP employs a mix of fundamental, quantitative, technical and sector-rotation analysis and recommends a broad range of instruments—from ETFs and mutual funds to separate accounts, private placements and crypto-related funds—while addressing tax considerations in portfolio construction.

Noteworthy distinctions include the firm’s work for banking and thrift institution clients, a client type that is uncommon among multi-team peers, and ownership interests held by firm principals in regional banking entities that also appear as clients. The firm also discloses links between principals and external crypto fund activities and maintains institutional custody and trading arrangements that provide research and practice-support services—factors that may give rise to additional conflicts of interest for prospective clients to review.

Client services

Financial planning Portfolio management Pension consulting Selection of other advisers Educational seminars or workshops

Expertise

Retirement plans for business owners (SEP, solo 401k)

Occupation focus

Founder/Business Owner Executive

Fee options

Fixed

Flat quarterly or annual fees are charged depending on the scope and complexity of the client’s needs; financial planning fees range from $2,500 to $25,000.

Project-based

Financial planning fees typically range from $2,500 to $25,000, charged on a fixed or hourly basis depending on complexity and services provided.

Main office location

Mag Cap

1076 Highland Colony Parkway, Suite 291

Ridgeland MS 39157, United States

Number of offices

4

Most active in

Alabama · California · Colorado · Florida · Georgia · Louisiana · Michigan · Mississippi · North Carolina · Tennessee · Texas

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Courtney L

Series 65

Birmingham, AL

Mag Cap

Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
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Pamela F

Series 66

Pensacola, FL

Mag Cap

Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
user avatar

James S

Series 63, Series 65

Ridgeland, MS

Mag Cap

Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
user avatar

Paul L

Series 63, Series 66

Ridgeland, MS

Mag Cap

Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
user avatar

John H

Series 66

Ridgeland, MS

Mag Cap

Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
user avatar

Vaiden C

Series 66

Ridgeland, MS

Mag Cap

Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
user avatar

Courtney W

CFP®, Series 63, Series 65

Ridgeland, MS

Mag Cap

Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
user avatar

Hugh A

ChFC®, Series 66

Ridgeland, MS

Mag Cap

Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
user avatar

Paul M

Series 63, Series 65

Ridgeland, MS

Mag Cap

Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
user avatar

William T

Series 63, Series 65

Ridgeland, MS

Mag Cap

Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
user avatar

Allan P

Series 66

Pensacola, FL

Mag Cap

Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
user avatar

Tara M

Series 66

Ridgeland, MS

Mag Cap

Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
user avatar

Stephen G

Series 66

Ridgeland, MS

Mag Cap

Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
user avatar

Edward H

CFP®, Series 66

Ridgeland, MS

Mag Cap

Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
user avatar

Charles M

Series 66

Ridgeland, MS

Mag Cap

Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
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