Mag Cap

MAG CAP is a multi-team SEC-registered investment adviser managing roughly $1.69 billion with a team of about 15 advisors, serving individuals (including high-net-worth), employer retirement plans, corporations, estates, and other business entities. The firm provides ongoing portfolio management, financial planning and consulting, qualified-plan consulting under ERISA (including participant education), and business advisory services.

Investment management is offered on both discretionary and non-discretionary bases using strategic and tactical asset-allocation models, equity-focused sleeves, and customized portfolios; the firm monitors accounts and rebalances based on client goals and mean-variance optimization. MAG CAP employs a mix of fundamental, quantitative, technical and sector-rotation analysis and recommends a broad range of instruments—from ETFs and mutual funds to separate accounts, private placements and crypto-related funds—while addressing tax considerations in portfolio construction.

Noteworthy distinctions include the firm’s work for banking and thrift institution clients, a client type that is uncommon among multi-team peers, and ownership interests held by firm principals in regional banking entities that also appear as clients. The firm also discloses links between principals and external crypto fund activities and maintains institutional custody and trading arrangements that provide research and practice-support services—factors that may give rise to additional conflicts of interest for prospective clients to review.