M
Macmillan Financial LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$0
Total clients
34
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
34
Average account size
$0
About
MacMillan Financial provides investment advisory and financial planning services to individuals as well as institutional clients such as pension plans, businesses, charities, and trusts and estates. The firm offers hourly financial planning consultations and manages client accounts, and it may select and monitor other New Jersey-registered money managers on a client’s behalf.
The brochure describes a fundamental, research-driven approach that emphasizes long-term investing while permitting short-term trades when appropriate; discretionary authority is limited to buying and selling publicly traded stocks, bonds, mutual funds and government securities and does not include authority to withdraw client funds. The firm reviews managed accounts monthly and financial planning engagements annually, and relies on public sources and third-party research for investment decisions.
Compared with many peers, the firm’s client mix and reported data indicate it does not appear to serve non–high-net-worth individual clients, and it works with a relatively broad set of institutional and trust clients for a small advisory practice. The firm also discloses that it may receive a portion of fees from third-party money managers it selects for clients, does not prepare regular in‑house account reports, and states it does not earn sales commissions or pay external referral fees.
Client services
Financial planning
Portfolio management
Expertise
General retirement planning
General estate planning guidance
Fee options
0.5% to 2% annually, depending on size and complexity
Up to $200 per hour, depending on complexity
Main office location
Macmillan Financial LLC
Annandale NJ, United States
Number of offices
1
Most active in
Macmillan Financial LLC has reported serving >5 clients in these states in the last 12 months.
New Jersey
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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